# Viceroy Investment Advisors LLC

> Viceroy Investment Advisors LLC is a state-registered investment advisory firm in Everett, WA, registered since 2010, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 152140
- Filed as: VICEROY INVESTMENT ADVISORS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Everett, WA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/152140
- AdvisorCensus page: https://advisorcensus.com/firm/viceroy-investment-advisors-llc-everett-wa-152140

## Quick answers

**How is Viceroy Investment Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Viceroy Investment Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Viceroy Investment Advisors LLC located?**
Viceroy Investment Advisors LLC's principal office is in Everett, WA, according to its Form ADV.

**Is Viceroy Investment Advisors LLC registered with the SEC or a state?**
Viceroy Investment Advisors LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 152140.

**How much does Viceroy Investment Advisors LLC manage?**
Viceroy Investment Advisors LLC reports $34,800,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (83% discretionary).

**What types of clients does Viceroy Investment Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (15); individuals (other than high net worth individuals) (9).

**Does Viceroy Investment Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/152140

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $34,800,000
- Discretionary: $29,000,000
- Non-discretionary: $5,800,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $2,900,000 |
| High net worth individuals | 15 | $31,900,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- viceroyinvestmentadvisors.com
- viceroywealthadvisors.com
- Facebook @VICEROY-INVESTMENT-ADVISORS-303481663147370
- LinkedIn @VICEROY-INVESTMENT-ADVISORS-LLC

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Viceroy Investment Advisors LLC (CRD 152140): Form ADV filing data as of October 2026.