{
  "crd_number": 152140,
  "slug": "viceroy-investment-advisors-llc-everett-wa-152140",
  "primary_business_name": "VICEROY INVESTMENT ADVISORS LLC",
  "legal_name": "VICEROY INVESTMENT ADVISORS LLC",
  "dbas": [],
  "city": "Everett",
  "state": "WA",
  "country": "United States",
  "cbsa_code": "42660",
  "metro": {
    "cbsa_code": "42660",
    "common_name": "Seattle",
    "msa_name": "Seattle-Tacoma-Bellevue, WA",
    "path": "/advisors/wa/seattle"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2010-03-19",
  "years_registered": 16,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 34800000.0,
  "raum_discretionary": 29000000.0,
  "raum_non_discretionary": 5800000.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 2900000.0,
      "count": 9
    },
    "high_net_worth_individuals": {
      "raum": 31900000.0,
      "count": 15
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "WA"
  ],
  "websites": [
    "https://facebook.com/VICEROY-INVESTMENT-ADVISORS-303481663147370",
    "https://linkedin.com/COMPANY/VICEROY-INVESTMENT-ADVISORS-LLC",
    "https://viceroyinvestmentadvisors.com",
    "https://viceroywealthadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152140",
  "city_as_filed": "EVERETT",
  "url": "https://advisorcensus.com/firm/viceroy-investment-advisors-llc-everett-wa-152140",
  "display_name": "Viceroy Investment Advisors LLC",
  "summary": "Viceroy Investment Advisors LLC is a state-registered investment advisory firm in Everett, WA, registered since 2010, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Viceroy Investment Advisors LLC (CRD 152140): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Viceroy Investment Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Viceroy Investment Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Viceroy Investment Advisors LLC located?",
      "a": "Viceroy Investment Advisors LLC's principal office is in Everett, WA, according to its Form ADV."
    },
    {
      "q": "Is Viceroy Investment Advisors LLC registered with the SEC or a state?",
      "a": "Viceroy Investment Advisors LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 152140."
    },
    {
      "q": "How much does Viceroy Investment Advisors LLC manage?",
      "a": "Viceroy Investment Advisors LLC reports $34,800,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (83% discretionary)."
    },
    {
      "q": "What types of clients does Viceroy Investment Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (15); individuals (other than high net worth individuals) (9)."
    },
    {
      "q": "Does Viceroy Investment Advisors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/152140"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/viceroy-investment-advisors-llc-everett-wa-152140.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 9,
      "fewer_than_5": false,
      "raum": 2900000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 15,
      "fewer_than_5": false,
      "raum": 31900000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152140",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}