# Viaquest Advisors LLC

> Viaquest Advisors LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 333842
- Filed as: VIAQUEST ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/333842
- AdvisorCensus page: https://advisorcensus.com/firm/viaquest-advisors-llc-houston-tx-333842

## Quick answers

**How is Viaquest Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Viaquest Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Viaquest Advisors LLC located?**
Viaquest Advisors LLC's principal office is in Houston, TX, according to its Form ADV.

**Is Viaquest Advisors LLC registered with the SEC or a state?**
Viaquest Advisors LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 333842.

**How much does Viaquest Advisors LLC manage?**
Viaquest Advisors LLC reports $174,447,485 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (97% discretionary).

**How have Viaquest Advisors LLC's assets and staff changed since 2025?**
In the Form ADV data for Viaquest Advisors LLC: Regulatory assets under management: $138,841,452 in the October 2025 data and $174,447,485 in the October 2026 data, up 26%. Total employees: 5 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Viaquest Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (234); high net worth individuals (58).

**Which custodians does Viaquest Advisors LLC use?**
Viaquest Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Viaquest Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333842

**Does Viaquest Advisors LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "The Firm has a minimum investment account balance of $ 50,000.00. Generally, this minimum investment account balance is negotiable."

**What changed in Viaquest Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $138,841,452 to $174,447,485 (+26%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> The Firm has a minimum investment account balance of $ 50,000.00. Generally, this minimum investment account balance is negotiable.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $174,447,485
- Discretionary: $169,473,857
- Non-discretionary: $4,973,628

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 234 | $67,853,553 |
| High net worth individuals | 58 | $106,593,932 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2024 (1 year)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- viaquestfinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $138,841,452 | 5 | March 25, 2025 |
| October 2026 | $174,447,485 | 5 | March 24, 2026 |

Regulatory assets under management: $138,841,452 in the October 2025 data and $174,447,485 in the October 2026 data, up 26%.
Total employees: 5 in October 2025 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $138,841,452 to $174,447,485 (+26%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Viaquest Advisors LLC (CRD 333842): Form ADV filing data as of October 2026.