# Via IV Investments, LLC

> Via IV Investments, LLC is an SEC-registered investment advisory firm in Burr Ridge, IL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 121992
- Filed as: VIA IV INVESTMENTS, LLC
- Also doing business as: "WISEFACTORS"
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Burr Ridge, IL
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/121992
- AdvisorCensus page: https://advisorcensus.com/firm/via-iv-investments-llc-burr-ridge-il-121992

## Quick answers

**How is Via IV Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Via IV Investments, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Via IV Investments, LLC located?**
Via IV Investments, LLC's principal office is in Burr Ridge, IL, according to its Form ADV.

**Is Via IV Investments, LLC registered with the SEC or a state?**
Via IV Investments, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 121992.

**How much does Via IV Investments, LLC manage?**
Via IV Investments, LLC reports $221,830,752 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).

**How have Via IV Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for Via IV Investments, LLC: Regulatory assets under management: $126,758,000 in the October 2021 data and $221,830,752 in the October 2026 data, up 75%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Via IV Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (461); high net worth individuals (71).

**Which custodians does Via IV Investments, LLC use?**
Via IV Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and National Financial Services as custodians holding 10% or more of its separately managed account assets.

**Does Via IV Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121992

**Does Via IV Investments, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 12, 2026 says: "The firm generally requires a minimum dollar amount of $250,000 (two hundred and fifty thousand dollars) in client assets to open an investment management portfolio."

**What changed in Via IV Investments, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $190,460,996 to $221,830,752 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Account minimum: $250,000

> The firm generally requires a minimum dollar amount of $250,000 (two hundred and fifty thousand dollars) in client assets to open an investment management portfolio.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab
- National Financial Services

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $221,830,752
- Discretionary: $221,830,752
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 461 | $94,142,107 |
| High net worth individuals | 71 | $127,688,645 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, FL, IL, IN, LA, MI, NH, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [thehollandportfolios.com](https://thehollandportfolios.com)
- [viaiv.com](https://viaiv.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $126,758,000 | 4 | January 19, 2021 |
| October 2022 | $169,229,999 | 4 | September 13, 2022 |
| October 2023 | $188,847,759 | 4 | February 21, 2023 |
| October 2024 | $190,578,002 | 4 | September 6, 2024 |
| October 2025 | $190,460,996 | 4 | February 5, 2025 |
| October 2026 | $221,830,752 | 4 | March 12, 2026 |

Regulatory assets under management: $126,758,000 in the October 2021 data and $221,830,752 in the October 2026 data, up 75%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $190,460,996 to $221,830,752 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Via IV Investments, LLC (CRD 121992): Form ADV filing data as of October 2026.