{
  "crd_number": 132591,
  "slug": "vestpointe-wealth-management-llc-scottsdale-az-132591",
  "primary_business_name": "VESTPOINTE WEALTH MANAGEMENT, LLC",
  "legal_name": "VESTPOINTE WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Scottsdale",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-09-03",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-05",
  "carried_forward": false,
  "raum_total": 165758121.0,
  "raum_discretionary": 152889626.0,
  "raum_non_discretionary": 12868495.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 11746107.0,
      "count": 45
    },
    "pension_profit_sharing": {
      "raum": 33812367.0,
      "count": 20
    },
    "high_net_worth_individuals": {
      "raum": 103700912.0,
      "count": 44
    },
    "corporations_other_businesses": {
      "raum": 16498735.0,
      "count": 7
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ"
  ],
  "websites": [
    "https://facebook.com/VESTPOINTE",
    "https://linkedin.com/company/vestpointe-wealth-management",
    "https://vestpointe.com",
    "https://x.com/VESTPOINTE"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132591",
  "city_as_filed": "SCOTTSDALE",
  "url": "https://advisorcensus.com/firm/vestpointe-wealth-management-llc-scottsdale-az-132591",
  "display_name": "Vestpointe Wealth Management, LLC",
  "summary": "Vestpointe Wealth Management, LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.",
  "citation": "AdvisorCensus. Vestpointe Wealth Management, LLC (CRD 132591): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Vestpointe Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Vestpointe Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "Where is Vestpointe Wealth Management, LLC located?",
      "a": "Vestpointe Wealth Management, LLC's principal office is in Scottsdale, AZ, according to its Form ADV."
    },
    {
      "q": "Is Vestpointe Wealth Management, LLC registered with the SEC or a state?",
      "a": "Vestpointe Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 132591."
    },
    {
      "q": "How much does Vestpointe Wealth Management, LLC manage?",
      "a": "Vestpointe Wealth Management, LLC reports $165,758,121 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (92% discretionary)."
    },
    {
      "q": "How have Vestpointe Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Vestpointe Wealth Management, LLC: Regulatory assets under management: $107,952,406 in the October 2021 data and $165,758,121 in the October 2026 data, up 54%. Total employees: 6 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Vestpointe Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45); high net worth individuals (44); pension and profit sharing plans (but not the plan participants or government pension plans) (20)."
    },
    {
      "q": "Which custodians does Vestpointe Wealth Management, LLC use?",
      "a": "Vestpointe Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Vestpointe Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/132591"
    },
    {
      "q": "What changed in Vestpointe Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $134,408,939 to $165,758,121 (+23%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 107952406.0,
      "total_employees": 6,
      "filing_date": "2021-08-04"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 122046333.0,
      "total_employees": 3,
      "filing_date": "2022-03-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 105839212.0,
      "total_employees": 3,
      "filing_date": "2023-03-14"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 122554350.0,
      "total_employees": 3,
      "filing_date": "2024-03-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 134408939.0,
      "total_employees": 3,
      "filing_date": "2025-04-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 165758121.0,
      "total_employees": 3,
      "filing_date": "2026-03-05"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $134,408,939 to $165,758,121 (+23%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/vestpointe-wealth-management-llc-scottsdale-az-132591.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 45,
      "fewer_than_5": false,
      "raum": 11746107.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 44,
      "fewer_than_5": false,
      "raum": 103700912.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 20,
      "fewer_than_5": false,
      "raum": 33812367.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 7,
      "fewer_than_5": false,
      "raum": 16498735.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132591",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}