# Vestor Capital, LLC

> Vestor Capital, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 165855
- Filed as: VESTOR CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/165855
- AdvisorCensus page: https://advisorcensus.com/firm/vestor-capital-llc-chicago-il-165855

## Quick answers

**How is Vestor Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Vestor Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is Vestor Capital, LLC located?**
Vestor Capital, LLC's principal office is in Chicago, IL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Vestor Capital, LLC registered with the SEC or a state?**
Vestor Capital, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 165855.

**How much does Vestor Capital, LLC manage?**
Vestor Capital, LLC reports $2,275,902,104 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Vestor Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Vestor Capital, LLC: Regulatory assets under management: $1,395,627,696 in the October 2021 data and $2,275,902,104 in the October 2026 data, up 63%. Total employees: 20 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Vestor Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (605); high net worth individuals (592); pension and profit sharing plans (but not the plan participants or government pension plans) (62).

**Which custodians does Vestor Capital, LLC use?**
Vestor Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and Fidelity Investments as custodians holding 10% or more of its separately managed account assets.

**Does Vestor Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165855

**Does Vestor Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "We typically require prospective clients to have a minimum of $500,000 to invest, and an in-depth meeting to determine that a client’s goals and our services are compatible prior to opening any Client account."

**What changed in Vestor Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 21 to 24.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $500,000

> We typically require prospective clients to have a minimum of $500,000 to invest, and an in-depth meeting to determine that a client’s goals and our services are compatible prior to opening any Client account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab
- Fidelity Investments

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,275,902,104
- Discretionary: $2,274,576,000
- Non-discretionary: $1,326,104

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 605 | $161,890,098 |
| High net worth individuals | 592 | $1,924,449,300 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 62 | $114,495,688 |
| Charitable organizations | 5 | $5,915,512 |
| Corporations or other businesses not listed above | 24 | $69,151,506 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2012 (14 years)
- Employees: 27 total, 24 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, FL, IL, IN, KY, LA, MA, MI, MO, NC, NE, NJ, OH, PA, SC, TN, TX, VA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Lake Forest, IL
- Oakbrook, IL

### Websites listed on Form ADV (Item 1.I)
- focusfinancialpartners.com
- vestorcapital.com
- LinkedIn @focus-financial-partners
- LinkedIn @vestor-capital-corporation
- X @focusfinancial

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,395,627,696 | 20 | March 30, 2021 |
| October 2022 | $1,704,452,235 | 22 | March 29, 2022 |
| October 2023 | $1,455,691,603 | 25 | September 18, 2023 |
| October 2024 | $1,766,155,776 | 25 | September 11, 2024 |
| October 2025 | $2,081,002,554 | 27 | April 9, 2025 |
| October 2026 | $2,275,902,104 | 27 | March 27, 2026 |

Regulatory assets under management: $1,395,627,696 in the October 2021 data and $2,275,902,104 in the October 2026 data, up 63%.
Total employees: 20 in October 2021 and 27 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 21 to 24.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vestor Capital, LLC (CRD 165855): Form ADV filing data as of October 2026.