{ "crd_number": 221518, "slug": "vestmark-advisory-solutions-inc-wakefield-ma-221518", "primary_business_name": "VESTMARK ADVISORY SOLUTIONS, INC.", "legal_name": "VESTMARK ADVISORY SOLUTIONS, INC.", "dbas": [], "city": "Wakefield", "state": "MA", "country": "United States", "cbsa_code": "14460", "metro": { "cbsa_code": "14460", "common_name": "Boston", "msa_name": "Boston-Cambridge-Newton, MA-NH", "path": "/advisors/ma/boston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2018-09-28", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 49854767353.0, "raum_discretionary": 15798713705.0, "raum_non_discretionary": 34056053648.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 33, "advisory_employees": 25, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 49854767353.0, "count": 84069 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "IL", "MA", "NJ", "NY", "PA", "TX" ], "websites": [ "https://facebook.com/people/Vestmark/61586398326218", "https://linkedin.com/company/vestmark", "https://vestmark.com", "https://x.com/Vestmark", "https://youtube.com/@VestmarkInc" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/221518", "city_as_filed": "WAKEFIELD", "url": "https://advisorcensus.com/firm/vestmark-advisory-solutions-inc-wakefield-ma-221518", "display_name": "Vestmark Advisory Solutions, Inc.", "summary": "Vestmark Advisory Solutions, Inc. is an SEC-registered investment advisory firm in Wakefield, MA, registered since 2018, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Vestmark Advisory Solutions, Inc. (CRD 221518): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Vestmark Advisory Solutions, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Vestmark Advisory Solutions, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Vestmark Advisory Solutions, Inc. located?", "a": "Vestmark Advisory Solutions, Inc.'s principal office is in Wakefield, MA, according to its Form ADV." }, { "q": "Is Vestmark Advisory Solutions, Inc. registered with the SEC or a state?", "a": "Vestmark Advisory Solutions, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 221518." }, { "q": "How much does Vestmark Advisory Solutions, Inc. manage?", "a": "Vestmark Advisory Solutions, Inc. reports $49,854,767,353 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (32% discretionary)." }, { "q": "How have Vestmark Advisory Solutions, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Vestmark Advisory Solutions, Inc.: Regulatory assets under management: $1,643,231,554 in the October 2021 data and $49,854,767,353 in the October 2026 data, up 2934%. Total employees: 7 in October 2021 and 33 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Vestmark Advisory Solutions, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (84,069)." }, { "q": "Which custodians does Vestmark Advisory Solutions, Inc. use?", "a": "Vestmark Advisory Solutions, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., LPL Financial LLC, National Financial Services LLC and UBS Financial Services Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Vestmark Advisory Solutions, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/221518" }, { "q": "What changed in Vestmark Advisory Solutions, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 12 to 25. Regulatory assets under management went from $10,019,300,000 to $49,854,767,353 (+398%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1643231554.0, "total_employees": 7, "filing_date": "2021-06-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2745448643.0, "total_employees": 10, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3492429365.0, "total_employees": 18, "filing_date": "2023-08-09" }, { "period": "2024-10-01", "regulatory_assets_under_management": 5637000000.0, "total_employees": 27, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 10019300000.0, "total_employees": 22, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 49854767353.0, "total_employees": 33, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 12 to 25.", "Regulatory assets under management went from $10,019,300,000 to $49,854,767,353 (+398%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "LPL Financial LLC", "name_as_filed": "LPL FINANCIAL LLC", "affiliated": false }, { "name": "National Financial Services LLC", "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC", "affiliated": false }, { "name": "UBS Financial Services Inc.", "name_as_filed": "UBS FINANCIAL SERVICES INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/vestmark-advisory-solutions-inc-wakefield-ma-221518.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 84069, "fewer_than_5": false, "raum": 49854767353.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/221518", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }