{
  "crd_number": 118851,
  "slug": "vestgen-investment-management-egg-harbor-twp-nj-118851",
  "primary_business_name": "VESTGEN INVESTMENT MANAGEMENT",
  "legal_name": "VESTGEN INVESTMENT MANAGEMENT, LLC",
  "dbas": [
    "HANLON INVESTMENT MANAGEMENT"
  ],
  "city": "Egg Harbor Twp.",
  "state": "NJ",
  "country": "United States",
  "cbsa_code": "12100",
  "metro": {
    "cbsa_code": "12100",
    "common_name": "Atlantic City",
    "msa_name": "Atlantic City-Hammonton, NJ",
    "path": "/advisors/nj/atlantic-city"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2002-02-11",
  "years_registered": 24,
  "period": "2026-10-01",
  "filing_date": "2026-04-14",
  "carried_forward": false,
  "raum_total": 786622147.0,
  "raum_discretionary": 366316511.0,
  "raum_non_discretionary": 420305636.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 21,
  "advisory_employees": 16,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 386717867.0,
      "count": 438,
      "description": "SUB-ADVISORY"
    },
    "charitable": {
      "raum": null,
      "count": 0
    },
    "individuals": {
      "raum": 171015237.0,
      "count": 1670
    },
    "banking_thrift": {
      "raum": null,
      "count": 0
    },
    "state_municipal": {
      "raum": null,
      "count": 0
    },
    "insurance_companies": {
      "raum": null,
      "count": 0
    },
    "investment_companies": {
      "raum": 89811457.0,
      "count": 1
    },
    "pension_profit_sharing": {
      "raum": 7855978.0,
      "count": 31
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 121557449.0,
      "count": 201
    },
    "pooled_investment_vehicles": {
      "raum": null,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 9664159.0,
      "count": 22
    },
    "business_development_companies": {
      "raum": null,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KY",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV"
  ],
  "websites": [
    "https://hanlon.com",
    "https://linkedin.com/company/33230540/about",
    "https://vestgen.com",
    "https://vestgenim.com",
    "https://vgimfunds.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118851",
  "city_as_filed": "EGG HARBOR TWP.",
  "url": "https://advisorcensus.com/firm/vestgen-investment-management-egg-harbor-twp-nj-118851",
  "display_name": "Vestgen Investment Management",
  "summary": "Vestgen Investment Management is an SEC-registered investment advisory firm in Egg Harbor Twp., NJ, registered since 2002, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 14, 2026.",
  "citation": "AdvisorCensus. Vestgen Investment Management (CRD 118851): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Vestgen Investment Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Vestgen Investment Management reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Vestgen Investment Management located?",
      "a": "Vestgen Investment Management's principal office is in Egg Harbor Twp., NJ, according to its Form ADV."
    },
    {
      "q": "Is Vestgen Investment Management registered with the SEC or a state?",
      "a": "Vestgen Investment Management is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 118851."
    },
    {
      "q": "How much does Vestgen Investment Management manage?",
      "a": "Vestgen Investment Management reports $786,622,147 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (47% discretionary)."
    },
    {
      "q": "How have Vestgen Investment Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Vestgen Investment Management: Regulatory assets under management: $663,463,076 in the October 2021 data and $786,622,147 in the October 2026 data, up 19%. Total employees: 27 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Vestgen Investment Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,670); other (438); high net worth individuals (201)."
    },
    {
      "q": "Which custodians does Vestgen Investment Management use?",
      "a": "Vestgen Investment Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Vestgen Investment Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118851"
    },
    {
      "q": "What changed in Vestgen Investment Management's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.E(4)). Regulatory assets under management went from $705,329,658 to $786,622,147 (+12%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 663463076.0,
      "total_employees": 27,
      "filing_date": "2021-06-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 691776250.0,
      "total_employees": 27,
      "filing_date": "2022-03-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 584478105.0,
      "total_employees": 27,
      "filing_date": "2023-05-22"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 607498471.0,
      "total_employees": 26,
      "filing_date": "2024-04-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 705329658.0,
      "total_employees": 21,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 786622147.0,
      "total_employees": 21,
      "filing_date": "2026-04-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.E(4)).",
        "Regulatory assets under management went from $705,329,658 to $786,622,147 (+12%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/vestgen-investment-management-egg-harbor-twp-nj-118851.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1670,
      "fewer_than_5": false,
      "raum": 171015237.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 201,
      "fewer_than_5": false,
      "raum": 121557449.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 89811457.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 31,
      "fewer_than_5": false,
      "raum": 7855978.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 22,
      "fewer_than_5": false,
      "raum": 9664159.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 438,
      "fewer_than_5": false,
      "raum": 386717867.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118851",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}