# Vergepointe Wealth Management, LLC

> Vergepointe Wealth Management, LLC is an SEC-registered investment advisory firm in Lake Oswego, OR, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 151425
- Filed as: VERGEPOINTE WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lake Oswego, OR
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/151425
- AdvisorCensus page: https://advisorcensus.com/firm/vergepointe-wealth-management-llc-lake-oswego-or-151425

## Quick answers

**How is Vergepointe Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Vergepointe Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Vergepointe Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 2, 2026 states: Hourly rate: $210 to $570 an hour (investment consultation or financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Vergepointe Wealth Management, LLC located?**
Vergepointe Wealth Management, LLC's principal office is in Lake Oswego, OR, according to its Form ADV.

**Is Vergepointe Wealth Management, LLC registered with the SEC or a state?**
Vergepointe Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 151425.

**How much does Vergepointe Wealth Management, LLC manage?**
Vergepointe Wealth Management, LLC reports $283,324,092 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (99% discretionary).

**How have Vergepointe Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Vergepointe Wealth Management, LLC: Regulatory assets under management: $217,803,914 in the October 2021 data and $283,324,092 in the October 2026 data, up 30%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Vergepointe Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (80); individuals (other than high net worth individuals) (18); pooled investment vehicles (other than investment companies and business development companies) (8).

**Which custodians does Vergepointe Wealth Management, LLC use?**
Vergepointe Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets.

**Does Vergepointe Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151425

**What changed in Vergepointe Wealth Management, LLC's recent Form ADV filings?**
In the February 2026 filing data: Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 2, 2026)

- Hourly rate: $210 to $570 an hour (investment consultation or financial planning services)

> We also offer investment consultation or financial planning services at an hourly rate or for a fixed fee. Hourly fees may range from $210 to $570 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $283,324,092
- Discretionary: $281,227,357
- Non-discretionary: $2,096,735

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $3,548,637 |
| High net worth individuals | 80 | $214,590,249 |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $62,363,627 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,096,735 |
| Charitable organizations | 5 | $724,844 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2009 (17 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- vergepointe.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $217,803,914 | 4 | March 10, 2021 |
| October 2022 | $226,362,704 | 4 | March 11, 2022 |
| October 2023 | $212,588,004 | 4 | September 8, 2023 |
| October 2024 | $228,442,864 | 4 | March 20, 2024 |
| October 2025 | $259,912,303 | 4 | March 19, 2025 |
| October 2026 | $283,324,092 | 4 | March 2, 2026 |

Regulatory assets under management: $217,803,914 in the October 2021 data and $283,324,092 in the October 2026 data, up 30%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vergepointe Wealth Management, LLC (CRD 151425): Form ADV filing data as of October 2026.