{ "crd_number": 290165, "slug": "vergent-asset-management-london-290165", "primary_business_name": "VERGENT ASSET MANAGEMENT", "legal_name": "VERGENT ASSET MANAGEMENT LLP", "dbas": [], "city": "London", "state": null, "country": "United Kingdom", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-04-30", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-06-26", "carried_forward": false, "raum_total": 1245509702.0, "raum_discretionary": 1245509702.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 10, "advisory_employees": 10, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other_investment_advisers": { "raum": 752403125.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 55551687.0, "count": 2 }, "sovereign_wealth_foreign_official": { "raum": 437554890.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://linkedin.com/company/vergentassetmanagementllp", "https://vergent-am.cclgroup.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/290165", "city_as_filed": "LONDON", "url": "https://advisorcensus.com/firm/vergent-asset-management-london-290165", "display_name": "Vergent Asset Management", "summary": "Vergent Asset Management is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 26, 2026.", "citation": "AdvisorCensus. Vergent Asset Management (CRD 290165): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Vergent Asset Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Vergent Asset Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Vergent Asset Management located?", "a": "Vergent Asset Management's principal office is in London, United Kingdom, according to its Form ADV." }, { "q": "Is Vergent Asset Management registered with the SEC or a state?", "a": "Vergent Asset Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 290165." }, { "q": "How much does Vergent Asset Management manage?", "a": "Vergent Asset Management reports $1,245,509,702 in regulatory assets under management in its Form ADV filing dated June 26, 2026 (100% discretionary)." }, { "q": "How have Vergent Asset Management's assets and staff changed since 2021?", "a": "In the Form ADV data for Vergent Asset Management: Regulatory assets under management: $102,783,630 in the October 2021 data and $1,245,509,702 in the October 2026 data, up 1112%. Total employees: 8 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Vergent Asset Management serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2)." }, { "q": "Which custodians does Vergent Asset Management use?", "a": "Vergent Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citi Bank N.A., HSBC Saudi Arabia and Riyad Capital as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Vergent Asset Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290165" }, { "q": "What changed in Vergent Asset Management's recent Form ADV filings?", "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 102783630.0, "total_employees": 8, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 126567287.0, "total_employees": 9, "filing_date": "2022-03-24" }, { "period": "2023-10-01", "regulatory_assets_under_management": 231980716.0, "total_employees": 9, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 790109581.0, "total_employees": 10, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1185760070.0, "total_employees": 10, "filing_date": "2025-05-14" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1245509702.0, "total_employees": 10, "filing_date": "2026-06-26" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 31, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": "None", "planning_fees": [], "figures": [ { "label": "Minimum annual fee", "statements": [ "Minimum annual fee: None" ], "quotes": [ "There is no minimum annual fee charged." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": null, "minimum_annual_fee": 0.0, "planning": [] }, "quotes": [ "There is no minimum annual fee charged." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Citi Bank N.A.", "name_as_filed": "CITI BANK N.A.", "affiliated": false }, { "name": "HSBC Saudi Arabia", "name_as_filed": "HSBC SAUDI ARABIA", "affiliated": false }, { "name": "Riyad Capital", "name_as_filed": "RIYAD CAPITAL", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/vergent-asset-management-london-290165.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 2, "fewer_than_5": false, "raum": 55551687.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": null, "fewer_than_5": true, "raum": 752403125.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": null, "fewer_than_5": true, "raum": 437554890.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/290165", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }