# Ventura Wealth Management

> Ventura Wealth Management is an SEC-registered investment advisory firm in Yardley, PA, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 24, 2026.

- CRD: 152301
- Filed as: VENTURA WEALTH MANAGEMENT
- Legal name: NVWM LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Yardley, PA
- Filing period: October 2026
- Form ADV filing dated: April 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/152301
- AdvisorCensus page: https://advisorcensus.com/firm/ventura-wealth-management-yardley-pa-152301

## Quick answers

**How is Ventura Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Ventura Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Ventura Wealth Management charge?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $500,000: 1.5% a year; $500,001 to $1,000,000: 1.25% a year; $1,000,001 to $5,000,000: 1% a year; Above $5,000,000: see the brochure; Hourly rate: $250 to $500 an hour (financial planning and consulting); Flat fee: $2,500 to $12,500 (financial planning or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Ventura Wealth Management located?**
Ventura Wealth Management's principal office is in Yardley, PA, according to its Form ADV.

**Is Ventura Wealth Management registered with the SEC or a state?**
Ventura Wealth Management is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 152301.

**How much does Ventura Wealth Management manage?**
Ventura Wealth Management reports $713,465,274 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (100% discretionary).

**How have Ventura Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Ventura Wealth Management: Regulatory assets under management: $364,861,840 in the October 2021 data and $713,465,274 in the October 2026 data, up 96%. Total employees: 8 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ventura Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (389); high net worth individuals (173); pension and profit sharing plans (but not the plan participants or government pension plans) (17).

**Which custodians does Ventura Wealth Management use?**
Ventura Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets.

**Does Ventura Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152301

**Does Ventura Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "As a condition for starting and maintaining a relationship, Ventura Wealth generally imposes a minimum portfolio size of $500,000 for its Investment Management Services ."

**What changed in Ventura Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 8 to 9. Regulatory assets under management went from $599,560,756 to $713,465,274 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Up to $500,000: 1.5% a year
- $500,001 to $1,000,000: 1.25% a year
- $1,000,001 to $5,000,000: 1% a year
- Above $5,000,000: see the brochure

> Ventura Wealth’s investment management fee schedule (“Advisory Fees”) for accounts managed by Ventura Wealth is based on a percentage of assets (generally net of any debit balances) and is set forth below.

> 0 - $500,000 1.50%

> $500,001 - $1,000,000 1.25%

> $1,000,001 - $5,000,000+ 1.00%

- Account minimum: $500,000

> As a condition for starting and maintaining a relationship, Ventura Wealth generally imposes a minimum portfolio size of $500,000 for its Investment Management Services .

- Hourly rate: $250 to $500 an hour (financial planning and consulting)

> Ventura Wealth’s financial planning and consulting fees are negotiable, but generally range from $250 to $500 on an hourly rate basis

- Flat fee: $2,500 to $12,500 (financial planning or consulting services)

> and from $2,500 to $12,500 on a fixed fee basis, depending upon the level and scope of the service(s) required

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $713,465,274
- Discretionary: $713,328,340
- Non-discretionary: $136,934

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 389 | $108,314,507 |
| High net worth individuals | 173 | $532,231,673 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 17 | $52,530,346 |
| Charitable organizations | 9 | $19,428,550 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $960,198 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2010 (16 years)
- Employees: 12 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, GA, MA, MD, NC, NJ, NY, PA, SC, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- venturawealth.com
- Facebook @VenturaWealthManagement
- LinkedIn @ventura-wealth-management
- X @Venturawealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $364,861,840 | 8 | April 20, 2021 |
| October 2022 | $518,029,665 | 9 | March 30, 2022 |
| October 2023 | $443,213,397 | 9 | July 14, 2023 |
| October 2024 | $518,166,137 | 9 | March 20, 2024 |
| October 2025 | $599,560,756 | 9 | March 26, 2025 |
| October 2026 | $713,465,274 | 12 | April 24, 2026 |

Regulatory assets under management: $364,861,840 in the October 2021 data and $713,465,274 in the October 2026 data, up 96%.
Total employees: 8 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 8 to 9.
- Regulatory assets under management went from $599,560,756 to $713,465,274 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ventura Wealth Management (CRD 152301): Form ADV filing data as of October 2026.