# Ventana Private Wealth LLC

> Ventana Private Wealth LLC is an SEC-registered investment advisory firm in Denver, CO, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 311878
- Filed as: VENTANA PRIVATE WEALTH LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/311878
- AdvisorCensus page: https://advisorcensus.com/firm/ventana-private-wealth-llc-denver-co-311878

## Quick answers

**How is Ventana Private Wealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ventana Private Wealth LLC reports these compensation arrangements: a percentage of assets under its management.

**What does Ventana Private Wealth LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated February 18, 2026 states: Up to $3,000,000: 0.75% a year; $3,000,000 to $5,000,000: 0.65% a year; $5,000,000 to $10,000,000: 0.55% a year; Above $10,000,000: 0.45% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Ventana Private Wealth LLC located?**
Ventana Private Wealth LLC's principal office is in Denver, CO, according to its Form ADV.

**Is Ventana Private Wealth LLC registered with the SEC or a state?**
Ventana Private Wealth LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 311878.

**How much does Ventana Private Wealth LLC manage?**
Ventana Private Wealth LLC reports $158,641,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (92% discretionary).

**How have Ventana Private Wealth LLC's assets and staff changed since 2023?**
In the Form ADV data for Ventana Private Wealth LLC: Regulatory assets under management: $117,000,000 in the October 2023 data and $158,641,000 in the October 2026 data, up 36%. Total employees: 1 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ventana Private Wealth LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (33).

**Which custodians does Ventana Private Wealth LLC use?**
Ventana Private Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Ventana Private Wealth LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311878

**Does Ventana Private Wealth LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 18, 2026 says: "Minimum relationship assets under management, subject to firm discretion $3,000,000" "The minimum account value required to open and maintain an account with Adviser is $3,000,000 in investable assets, subject to negotiation."

**What changed in Ventana Private Wealth LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 18, 2026)

- Up to $3,000,000: 0.75% a year
- $3,000,000 to $5,000,000: 0.65% a year
- $5,000,000 to $10,000,000: 0.55% a year
- Above $10,000,000: 0.45% a year

> Client Assets Under Management Annual Fee Percentage First $3M 0.75% Next $2M 0.65% Next $5M 0.55% Above $10M 0.45%

- Account minimum: $3,000,000 (the brochure says it may be waived or negotiated)

> Minimum relationship assets under management, subject to firm discretion $3,000,000

> The minimum account value required to open and maintain an account with Adviser is $3,000,000 in investable assets, subject to negotiation.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $158,641,000
- Discretionary: $146,441,000
- Non-discretionary: $12,200,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,529,000 |
| High net worth individuals | 33 | $155,812,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $1,300,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ventanaprivatewealth.com
- LinkedIn @ventana-private-wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $117,000,000 | 1 | April 28, 2023 |
| October 2024 | $127,200,000 | 1 | February 1, 2024 |
| October 2025 | $144,780,000 | 1 | January 22, 2025 |
| October 2026 | $158,641,000 | 3 | March 27, 2026 |

Regulatory assets under management: $117,000,000 in the October 2023 data and $158,641,000 in the October 2026 data, up 36%.
Total employees: 1 in October 2023 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ventana Private Wealth LLC (CRD 311878): Form ADV filing data as of October 2026.