{
  "crd_number": 312036,
  "slug": "vega-financial-llc-mercer-island-wa-312036",
  "primary_business_name": "VEGA FINANCIAL LLC",
  "legal_name": "VEGA FINANCIAL LLC",
  "dbas": [],
  "city": "Mercer Island",
  "state": "WA",
  "country": "United States",
  "cbsa_code": "42660",
  "metro": {
    "cbsa_code": "42660",
    "common_name": "Seattle",
    "msa_name": "Seattle-Tacoma-Bellevue, WA",
    "path": "/advisors/wa/seattle"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2021-03-08",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-19",
  "carried_forward": false,
  "raum_total": 59507369.0,
  "raum_discretionary": 59507369.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 15127566.0,
      "count": 93
    },
    "high_net_worth_individuals": {
      "raum": 44379803.0,
      "count": 28
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX",
    "WA"
  ],
  "websites": [
    "https://facebook.com/vega.financial",
    "https://instagram.com/vegafinancial",
    "https://linkedin.com/in/tyson-farmer",
    "https://twitter.com/tysonvegafin",
    "https://vega-financial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312036",
  "city_as_filed": "MERCER ISLAND",
  "url": "https://advisorcensus.com/firm/vega-financial-llc-mercer-island-wa-312036",
  "display_name": "Vega Financial LLC",
  "summary": "Vega Financial LLC is a state-registered investment advisory firm in Mercer Island, WA, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.",
  "citation": "AdvisorCensus. Vega Financial LLC (CRD 312036): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Vega Financial LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Vega Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Vega Financial LLC located?",
      "a": "Vega Financial LLC's principal office is in Mercer Island, WA, according to its Form ADV."
    },
    {
      "q": "Is Vega Financial LLC registered with the SEC or a state?",
      "a": "Vega Financial LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 312036."
    },
    {
      "q": "How much does Vega Financial LLC manage?",
      "a": "Vega Financial LLC reports $59,507,369 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Vega Financial LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (93); high net worth individuals (28)."
    },
    {
      "q": "Does Vega Financial LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/312036"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/vega-financial-llc-mercer-island-wa-312036.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 93,
      "fewer_than_5": false,
      "raum": 15127566.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 28,
      "fewer_than_5": false,
      "raum": 44379803.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312036",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}