# Vega Capital Group LLC

> Vega Capital Group LLC is an SEC-registered investment advisory firm, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 129494
- Filed as: VEGA CAPITAL GROUP LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/129494
- AdvisorCensus page: https://advisorcensus.com/firm/vega-capital-group-llc-129494

## Quick answers

**How is Vega Capital Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Vega Capital Group LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**What does Vega Capital Group LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 19, 2026 states: Asset-based fee: 0.25% to 0.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Vega Capital Group LLC registered with the SEC or a state?**
Vega Capital Group LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 129494.

**How much does Vega Capital Group LLC manage?**
Vega Capital Group LLC reports $154,861,510 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**How have Vega Capital Group LLC's assets and staff changed since 2021?**
In the Form ADV data for Vega Capital Group LLC: Regulatory assets under management: $115,938,091 in the October 2021 data and $154,861,510 in the October 2026 data, up 34%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Vega Capital Group LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (37); individuals (other than high net worth individuals) (20); corporations or other businesses not listed above (8).

**Which custodians does Vega Capital Group LLC use?**
Vega Capital Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC and Morgan Stanley & Co. LLC as custodians holding 10% or more of its separately managed account assets.

**Does Vega Capital Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129494

**Does Vega Capital Group LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 19, 2026 says: "As a condition for starting and maintaining a relationship, Vega Capital Group shall generally impose a minimum portfolio size of $500,000. This amount may be negotiable, at the Firm's discretion"

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 19, 2026)

- Asset-based fee: 0.25% to 0.5% a year (a range, as the brochure states it)

> For our investment management services, the Firm charges a quarterly fee ranging between 0.25% and 0.5% of the value of the portfolio assets under management (asset-based fee).

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> As a condition for starting and maintaining a relationship, Vega Capital Group shall generally impose a minimum portfolio size of $500,000. This amount may be negotiable, at the Firm's discretion

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC
- Morgan Stanley & Co. LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $154,861,510
- Discretionary: $154,861,510
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 20 | $6,581,159 |
| High net worth individuals | 37 | $108,652,155 |
| Corporations or other businesses not listed above | 8 | $39,628,196 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2017 (9 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Dublin, CA

### Websites listed on Form ADV (Item 1.I)
- vegacapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $115,938,091 | 1 | March 23, 2021 |
| October 2022 | $157,251,572 | 2 | March 24, 2022 |
| October 2023 | $112,388,546 | 2 | March 28, 2023 |
| October 2024 | $128,178,726 | 2 | March 12, 2024 |
| October 2025 | $147,572,318 | 2 | March 18, 2025 |
| October 2026 | $154,861,510 | 2 | March 19, 2026 |

Regulatory assets under management: $115,938,091 in the October 2021 data and $154,861,510 in the October 2026 data, up 34%.
Total employees: 1 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vega Capital Group LLC (CRD 129494): Form ADV filing data as of October 2026.