{
  "crd_number": 115798,
  "slug": "veach-family-financial-north-little-rock-ar-115798",
  "primary_business_name": "VEACH FAMILY FINANCIAL",
  "legal_name": "INDEPENDENT FINANCIAL ADVISORS, INC.",
  "dbas": [],
  "city": "North Little Rock",
  "state": "AR",
  "country": "United States",
  "cbsa_code": "30780",
  "metro": {
    "cbsa_code": "30780",
    "common_name": "Little Rock",
    "msa_name": "Little Rock-North Little Rock-Conway, AR",
    "path": "/advisors/ar/little-rock"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-04-28",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-02-25",
  "carried_forward": false,
  "raum_total": 134495327.0,
  "raum_discretionary": 130226390.0,
  "raum_non_discretionary": 4268937.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 101427.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 39192347.0,
      "count": 140
    },
    "state_municipal": {
      "raum": null,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 4634050.0,
      "count": 3,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 90567503.0,
      "count": 51
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "FL",
    "LA",
    "TX"
  ],
  "websites": [
    "https://linkedin.com/company/veach-family-financial",
    "https://veachfamilyfinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/115798",
  "city_as_filed": "NORTH LITTLE ROCK",
  "url": "https://advisorcensus.com/firm/veach-family-financial-north-little-rock-ar-115798",
  "display_name": "Veach Family Financial",
  "summary": "Veach Family Financial is an SEC-registered investment advisory firm in North Little Rock, AR, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 25, 2026.",
  "citation": "AdvisorCensus. Veach Family Financial (CRD 115798): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Veach Family Financial compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Veach Family Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Veach Family Financial located?",
      "a": "Veach Family Financial's principal office is in North Little Rock, AR, according to its Form ADV."
    },
    {
      "q": "Is Veach Family Financial registered with the SEC or a state?",
      "a": "Veach Family Financial is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 115798."
    },
    {
      "q": "How much does Veach Family Financial manage?",
      "a": "Veach Family Financial reports $134,495,327 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (97% discretionary)."
    },
    {
      "q": "How have Veach Family Financial's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Veach Family Financial: Regulatory assets under management: $112,795,812 in the October 2023 data and $134,495,327 in the October 2026 data, up 19%. Total employees: 2 in October 2023 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Veach Family Financial serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (140); high net worth individuals (51); pension and profit sharing plans (but not the plan participants or government pension plans) (3)."
    },
    {
      "q": "Which custodians does Veach Family Financial use?",
      "a": "Veach Family Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Veach Family Financial report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/115798"
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 112795812.0,
      "total_employees": 2,
      "filing_date": "2023-08-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 112434156.0,
      "total_employees": 3,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 130122094.0,
      "total_employees": 3,
      "filing_date": "2025-03-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 134495327.0,
      "total_employees": 4,
      "filing_date": "2026-02-25"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/veach-family-financial-north-little-rock-ar-115798.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 140,
      "fewer_than_5": false,
      "raum": 39192347.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 51,
      "fewer_than_5": false,
      "raum": 90567503.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 3,
      "fewer_than_5": true,
      "raum": 4634050.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 101427.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/115798",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}