# VCP Financial LLC

> VCP Financial LLC is an SEC-registered investment advisory firm in Staten Island, NY, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 12, 2026.

- CRD: 167901
- Filed as: VCP FINANCIAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Staten Island, NY
- Filing period: October 2026
- Form ADV filing dated: February 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/167901
- AdvisorCensus page: https://advisorcensus.com/firm/vcp-financial-llc-staten-island-ny-167901

## Quick answers

**How is VCP Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), VCP Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is VCP Financial LLC located?**
VCP Financial LLC's principal office is in Staten Island, NY, according to its Form ADV.

**Is VCP Financial LLC registered with the SEC or a state?**
VCP Financial LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 167901.

**How much does VCP Financial LLC manage?**
VCP Financial LLC reports $142,555,551 in regulatory assets under management in its Form ADV filing dated February 12, 2026 (51% discretionary).

**How have VCP Financial LLC's assets and staff changed since 2021?**
In the Form ADV data for VCP Financial LLC: Regulatory assets under management: $65,654,694 in the October 2021 data and $142,555,551 in the October 2026 data, up 117%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does VCP Financial LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (252); individuals (other than high net worth individuals) (133); corporations or other businesses not listed above (15).

**Which custodians does VCP Financial LLC use?**
VCP Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does VCP Financial LLC report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(3) (SEC or CFTC finding of causing a business's authorization to be denied, suspended, revoked, or restricted), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167901

**What changed in VCP Financial LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $115,750,896 to $142,555,551 (+23%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $142,555,551
- Discretionary: $73,085,062
- Non-discretionary: $69,470,489

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 133 | $14,404,955 |
| High net worth individuals | 252 | $97,155,360 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 11 | $5,764,456 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 15 | $25,230,780 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CT, FL, GA, IA, IL, IN, KS, LA, MA, MD, MI, MN, NC, NE, NH, NJ, NY, OH, PA, SC, TX, UT, VA, WA, WI
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(3): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167901

### Websites listed on Form ADV (Item 1.I)
- vcpfinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $65,654,694 | 4 | July 22, 2021 |
| October 2022 | $110,722,701 | 4 | June 7, 2022 |
| October 2023 | $94,280,727 | 4 | March 31, 2023 |
| October 2024 | $99,449,851 | 4 | June 13, 2024 |
| October 2025 | $115,750,896 | 5 | May 19, 2025 |
| October 2026 | $142,555,551 | 5 | February 12, 2026 |

Regulatory assets under management: $65,654,694 in the October 2021 data and $142,555,551 in the October 2026 data, up 117%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $115,750,896 to $142,555,551 (+23%).
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Registered or notice-filed in NH.

### January 2026
- No longer registered or notice-filed in NH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. VCP Financial LLC (CRD 167901): Form ADV filing data as of October 2026.