# Vault Financial, LLC

> Vault Financial, LLC is a state-registered investment advisory firm, registered since 2008, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 146609
- Filed as: VAULT FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Arizona
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/146609
- AdvisorCensus page: https://advisorcensus.com/firm/vault-financial-llc-146609

## Quick answers

**How is Vault Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Vault Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Vault Financial, LLC registered with the SEC or a state?**
Vault Financial, LLC is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 146609.

**How much does Vault Financial, LLC manage?**
Vault Financial, LLC reports $36,724,468 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (96% discretionary).

**What types of clients does Vault Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38).

**Does Vault Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/146609

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $36,724,468
- Discretionary: $35,372,488
- Non-discretionary: $1,351,980

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $36,724,468 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2008 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- vaultfinancial.net

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vault Financial, LLC (CRD 146609): Form ADV filing data as of October 2026.