# Vaughn Investment Advisors Inc

> Vaughn Investment Advisors Inc is a state-registered investment advisory firm in Tustin, CA, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.

- CRD: 111249
- Filed as: VAUGHN INVESTMENT ADVISORS INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tustin, CA
- Filing period: October 2026
- Form ADV filing dated: February 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/111249
- AdvisorCensus page: https://advisorcensus.com/firm/vaughn-investment-advisors-inc-tustin-ca-111249

## Quick answers

**How is Vaughn Investment Advisors Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Vaughn Investment Advisors Inc reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Vaughn Investment Advisors Inc located?**
Vaughn Investment Advisors Inc's principal office is in Tustin, CA, according to its Form ADV.

**Is Vaughn Investment Advisors Inc registered with the SEC or a state?**
Vaughn Investment Advisors Inc is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 111249.

**How much does Vaughn Investment Advisors Inc manage?**
Vaughn Investment Advisors Inc reports $60,000,000 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (100% discretionary).

**What types of clients does Vaughn Investment Advisors Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12); high net worth individuals (10); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Does Vaughn Investment Advisors Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/111249

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $60,000,000
- Discretionary: $60,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $20,000,000 |
| High net worth individuals | 10 | $25,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $15,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vaughn Investment Advisors Inc (CRD 111249): Form ADV filing data as of October 2026.