# Vaughan Investment Advisors, LLC

> Vaughan Investment Advisors, LLC is a state-registered investment advisory firm in Worthington, OH, registered since 2010, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 152772
- Filed as: VAUGHAN INVESTMENT ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Worthington, OH
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/152772
- AdvisorCensus page: https://advisorcensus.com/firm/vaughan-investment-advisors-llc-worthington-oh-152772

## Quick answers

**How is Vaughan Investment Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Vaughan Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Vaughan Investment Advisors, LLC located?**
Vaughan Investment Advisors, LLC's principal office is in Worthington, OH, according to its Form ADV.

**Is Vaughan Investment Advisors, LLC registered with the SEC or a state?**
Vaughan Investment Advisors, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 152772.

**How much does Vaughan Investment Advisors, LLC manage?**
Vaughan Investment Advisors, LLC reports $14,000,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**What types of clients does Vaughan Investment Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (18); high net worth individuals (3).

**Does Vaughan Investment Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/152772

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $14,000,000
- Discretionary: $14,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $6,000,000 |
| High net worth individuals | 3 | $8,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- viadvisorsllc.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vaughan Investment Advisors, LLC (CRD 152772): Form ADV filing data as of October 2026.