# Vantage Wealth Management LLC

> Vantage Wealth Management LLC is a state-registered investment advisory firm in Rockwall, TX, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 16, 2026.

- CRD: 324061
- Filed as: VANTAGE WEALTH MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rockwall, TX
- Filing period: October 2026
- Form ADV filing dated: February 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/324061
- AdvisorCensus page: https://advisorcensus.com/firm/vantage-wealth-management-llc-rockwall-tx-324061

## Quick answers

**How is Vantage Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Vantage Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Vantage Wealth Management LLC located?**
Vantage Wealth Management LLC's principal office is in Rockwall, TX, according to its Form ADV.

**Is Vantage Wealth Management LLC registered with the SEC or a state?**
Vantage Wealth Management LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 324061.

**How much does Vantage Wealth Management LLC manage?**
Vantage Wealth Management LLC reports $54,176,586 in regulatory assets under management in its Form ADV filing dated February 16, 2026 (100% discretionary).

**What types of clients does Vantage Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (24); individuals (other than high net worth individuals) (7).

**Does Vantage Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/324061

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $54,176,586
- Discretionary: $54,176,586
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $2,749,001 |
| High net worth individuals | 24 | $51,427,585 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- vantagewm.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vantage Wealth Management LLC (CRD 324061): Form ADV filing data as of October 2026.