# Vantage Point Financial, LLC

> Vantage Point Financial, LLC is an SEC-registered investment advisory firm in Lisle, IL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 9, 2026.

- CRD: 305016
- Filed as: VANTAGE POINT FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lisle, IL
- Filing period: October 2026
- Form ADV filing dated: September 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/305016
- AdvisorCensus page: https://advisorcensus.com/firm/vantage-point-financial-llc-lisle-il-305016

## Quick answers

**How is Vantage Point Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Vantage Point Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Vantage Point Financial, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it); Flat fee: up to $25,000 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Vantage Point Financial, LLC located?**
Vantage Point Financial, LLC's principal office is in Lisle, IL, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Vantage Point Financial, LLC registered with the SEC or a state?**
Vantage Point Financial, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 305016.

**How much does Vantage Point Financial, LLC manage?**
Vantage Point Financial, LLC reports $484,569,719 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (90% discretionary).

**How have Vantage Point Financial, LLC's assets and staff changed since 2022?**
In the Form ADV data for Vantage Point Financial, LLC: Regulatory assets under management: $147,002,927 in the October 2022 data and $484,569,719 in the October 2026 data, up 230%. Total employees: 10 in October 2022 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Vantage Point Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (413); high net worth individuals (153).

**Which custodians does Vantage Point Financial, LLC use?**
Vantage Point Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Vantage Point Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305016

**Does Vantage Point Financial, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "VPF offers investment advisory services to individuals, high-net-worth individuals, business owners, and entrepreneurs. The amount of each type of Client is available on VPF’s Form ADV Part 1A." "VPF does not impose a minimum relationship size."

**What changed in Vantage Point Financial, LLC's recent Form ADV filings?**
In the June 2026 filing data: Changed its office addresses in Chesterfield, MO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it)

> Investment advisory fees range from 0.50% to 1.50% annually based on several factors, including the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor.

- Account minimum: None

> VPF offers investment advisory services to individuals, high-net-worth individuals, business owners, and entrepreneurs. The amount of each type of Client is available on VPF’s Form ADV Part 1A.

> VPF does not impose a minimum relationship size.

- Flat fee: up to $25,000 (financial planning services)

> VPF offers financial planning services for a fixed fee ranging from up to $25,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $484,569,719
- Discretionary: $438,477,274
- Non-discretionary: $46,092,445

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 413 | $147,311,413 |
| High net worth individuals | 153 | $337,258,306 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (4 years)
- Employees: 17 total, 17 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, IA, IL, MI, MO, NC, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Chesterfield, MO
- Farmington Hills, MI

### Websites listed on Form ADV (Item 1.I)
- vantagepoint-financial.com
- Facebook @VptFinancial
- Instagram @vantagepointfinancial1
- LinkedIn @vpfinancial
- TikTok @vptfinancial
- YouTube @UC2lWUj3o4u_cWv0YEiXrJgg

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $147,002,927 | 10 | August 19, 2022 |
| October 2023 | $181,757,685 | 15 | August 18, 2023 |
| October 2024 | $237,923,346 | 9 | April 15, 2024 |
| October 2025 | $430,712,898 | 16 | March 26, 2025 |
| October 2026 | $484,569,719 | 17 | September 9, 2026 |

Regulatory assets under management: $147,002,927 in the October 2022 data and $484,569,719 in the October 2026 data, up 230%.
Total employees: 10 in October 2022 and 17 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Changed its office addresses in Chesterfield, MO.

### April 2026
- Employees performing advisory functions went from 16 to 17.
- Regulatory assets under management went from $430,712,898 to $484,569,719 (+13%).
- Registered or notice-filed in WI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vantage Point Financial, LLC (CRD 305016): Form ADV filing data as of October 2026.