{ "crd_number": 305016, "slug": "vantage-point-financial-llc-lisle-il-305016", "primary_business_name": "VANTAGE POINT FINANCIAL, LLC", "legal_name": "VANTAGE POINT FINANCIAL LLC", "dbas": [], "city": "Lisle", "state": "IL", "country": "United States", "cbsa_code": "16980", "metro": { "cbsa_code": "16980", "common_name": "Chicago", "msa_name": "Chicago-Naperville-Elgin, IL-IN", "path": "/advisors/il/chicago" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-11-17", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-09-09", "carried_forward": false, "raum_total": 484569719.0, "raum_discretionary": 438477274.0, "raum_non_discretionary": 46092445.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 17, "advisory_employees": 17, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 147311413.0, "count": 413 }, "high_net_worth_individuals": { "raum": 337258306.0, "count": 153 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "FL", "IA", "IL", "MI", "MO", "NC", "TX", "WI" ], "websites": [ "https://facebook.com/VptFinancial", "https://instagram.com/vantagepointfinancial1", "https://linkedin.com/company/vpfinancial", "https://tiktok.com/@vptfinancial", "https://vantagepoint-financial.com", "https://youtube.com/channel/UC2lWUj3o4u_cWv0YEiXrJgg/featured" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305016", "city_as_filed": "LISLE", "url": "https://advisorcensus.com/firm/vantage-point-financial-llc-lisle-il-305016", "display_name": "Vantage Point Financial, LLC", "summary": "Vantage Point Financial, LLC is an SEC-registered investment advisory firm in Lisle, IL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 9, 2026.", "citation": "AdvisorCensus. Vantage Point Financial, LLC (CRD 305016): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Vantage Point Financial, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Vantage Point Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "What does Vantage Point Financial, LLC's brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Vantage Point Financial, LLC located?", "a": "Vantage Point Financial, LLC's principal office is in Lisle, IL, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Vantage Point Financial, LLC registered with the SEC or a state?", "a": "Vantage Point Financial, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 305016." }, { "q": "How much does Vantage Point Financial, LLC manage?", "a": "Vantage Point Financial, LLC reports $484,569,719 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (90% discretionary)." }, { "q": "How have Vantage Point Financial, LLC's assets and staff changed since 2022?", "a": "In the Form ADV data for Vantage Point Financial, LLC: Regulatory assets under management: $147,002,927 in the October 2022 data and $484,569,719 in the October 2026 data, up 230%. Total employees: 10 in October 2022 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Vantage Point Financial, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (413); high net worth individuals (153)." }, { "q": "Which custodians does Vantage Point Financial, LLC use?", "a": "Vantage Point Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Vantage Point Financial, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305016" }, { "q": "Does Vantage Point Financial, LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"VPF offers investment advisory services to individuals, high-net-worth individuals, business owners, and entrepreneurs. The amount of each type of Client is available on VPF’s Form ADV Part 1A.\" \"VPF does not impose a minimum relationship size.\"" }, { "q": "What changed in Vantage Point Financial, LLC's recent Form ADV filings?", "a": "In the June 2026 filing data: Changed its office addresses in Chesterfield, MO." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 147002927.0, "total_employees": 10, "filing_date": "2022-08-19" }, { "period": "2023-10-01", "regulatory_assets_under_management": 181757685.0, "total_employees": 15, "filing_date": "2023-08-18" }, { "period": "2024-10-01", "regulatory_assets_under_management": 237923346.0, "total_employees": 9, "filing_date": "2024-04-15" }, { "period": "2025-10-01", "regulatory_assets_under_management": 430712898.0, "total_employees": 16, "filing_date": "2025-03-26" }, { "period": "2026-10-01", "regulatory_assets_under_management": 484569719.0, "total_employees": 17, "filing_date": "2026-09-09" } ], "recent_changes": [ { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Changed its office addresses in Chesterfield, MO." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 16 to 17.", "Regulatory assets under management went from $430,712,898 to $484,569,719 (+13%).", "Registered or notice-filed in WI." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "tiers": [], "flat_rate": null, "stated_range": "0.5% to 1.5% a year", "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it)" ], "quotes": [ "Investment advisory fees range from 0.50% to 1.50% annually based on several factors, including the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor." ] }, { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "VPF offers investment advisory services to individuals, high-net-worth individuals, business owners, and entrepreneurs. The amount of each type of Client is available on VPF’s Form ADV Part 1A.", "VPF does not impose a minimum relationship size." ] } ], "quotes": [ "Investment advisory fees range from 0.50% to 1.50% annually based on several factors, including the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor.", "VPF offers investment advisory services to individuals, high-net-worth individuals, business owners, and entrepreneurs. The amount of each type of Client is available on VPF’s Form ADV Part 1A.", "VPF does not impose a minimum relationship size." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/vantage-point-financial-llc-lisle-il-305016.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 413, "fewer_than_5": false, "raum": 147311413.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 153, "fewer_than_5": false, "raum": 337258306.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305016", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }