# Vanderbilt Avenue Asset Management LLC

> Vanderbilt Avenue Asset Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 145370
- Filed as: VANDERBILT AVENUE ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/145370
- AdvisorCensus page: https://advisorcensus.com/firm/vanderbilt-avenue-asset-management-llc-new-york-ny-145370

## Quick answers

**How is Vanderbilt Avenue Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Vanderbilt Avenue Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Vanderbilt Avenue Asset Management LLC located?**
Vanderbilt Avenue Asset Management LLC's principal office is in New York, NY, according to its Form ADV.

**Is Vanderbilt Avenue Asset Management LLC registered with the SEC or a state?**
Vanderbilt Avenue Asset Management LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 145370.

**How much does Vanderbilt Avenue Asset Management LLC manage?**
Vanderbilt Avenue Asset Management LLC reports $241,914,564 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (81% discretionary).

**How have Vanderbilt Avenue Asset Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Vanderbilt Avenue Asset Management LLC: Regulatory assets under management: $570,429,947 in the October 2021 data and $241,914,564 in the October 2026 data, down 58%. Total employees: 7 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Vanderbilt Avenue Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (6); high net worth individuals (4).

**Which custodians does Vanderbilt Avenue Asset Management LLC use?**
Vanderbilt Avenue Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Principal Custody Solutions and US Bank as custodians holding 10% or more of its separately managed account assets.

**Does Vanderbilt Avenue Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145370

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Principal Custody Solutions
- US Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $241,914,564
- Discretionary: $195,637,939
- Non-discretionary: $46,276,625

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 4 | $12,222,742 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $10,341,905 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $86,321,268 |
| Insurance companies | Fewer than 5 | $24,754,845 |
| Corporations or other businesses not listed above | 6 | $108,273,804 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2008 (18 years)
- Employees: 6 total, 6 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- vaamllc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $570,429,947 | 7 | September 28, 2021 |
| October 2022 | $399,298,306 | 8 | March 31, 2022 |
| October 2023 | $307,093,436 | 7 | June 29, 2023 |
| October 2024 | $242,042,048 | 6 | March 27, 2024 |
| October 2025 | $246,652,752 | 6 | March 28, 2025 |
| October 2026 | $241,914,564 | 6 | March 24, 2026 |

Regulatory assets under management: $570,429,947 in the October 2021 data and $241,914,564 in the October 2026 data, down 58%.
Total employees: 7 in October 2021 and 6 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vanderbilt Avenue Asset Management LLC (CRD 145370): Form ADV filing data as of October 2026.