{
  "crd_number": 310162,
  "slug": "vance-wealth-santa-clarita-ca-310162",
  "primary_business_name": "VANCE WEALTH",
  "legal_name": "VANCE WEALTH, LLC",
  "dbas": [
    "ADVANCED 401K SOLUTIONS"
  ],
  "city": "Santa Clarita",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-09-09",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-05-07",
  "carried_forward": false,
  "raum_total": 893563375.0,
  "raum_discretionary": 784823244.0,
  "raum_non_discretionary": 108740131.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 22,
  "advisory_employees": 10,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1118738.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 119703871.0,
      "count": 195
    },
    "pension_profit_sharing": {
      "raum": 135309414.0,
      "count": 48
    },
    "high_net_worth_individuals": {
      "raum": 637431352.0,
      "count": 185
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "ID",
    "NE",
    "NV",
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://facebook.com/VanceWealth",
    "https://instagram.com/vancewealth",
    "https://linkedin.com/in/vancewealth",
    "https://simplify-365.com",
    "https://vancewealth.com",
    "https://x.com/VanceWealth",
    "https://youtube.com/channel/UCchmF5wzmBtsVUDjNRUl9Gw"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310162",
  "city_as_filed": "SANTA CLARITA",
  "url": "https://advisorcensus.com/firm/vance-wealth-santa-clarita-ca-310162",
  "display_name": "Vance Wealth",
  "summary": "Vance Wealth is an SEC-registered investment advisory firm in Santa Clarita, CA, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 7, 2026.",
  "citation": "AdvisorCensus. Vance Wealth (CRD 310162): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Vance Wealth compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Vance Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "Where is Vance Wealth located?",
      "a": "Vance Wealth's principal office is in Santa Clarita, CA, according to its Form ADV; the June 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Vance Wealth registered with the SEC or a state?",
      "a": "Vance Wealth is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310162."
    },
    {
      "q": "How much does Vance Wealth manage?",
      "a": "Vance Wealth reports $893,563,375 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (88% discretionary)."
    },
    {
      "q": "How have Vance Wealth's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Vance Wealth: Regulatory assets under management: $355,962,567 in the October 2021 data and $893,563,375 in the October 2026 data, up 151%. Total employees: 11 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Vance Wealth serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (195); high net worth individuals (185); pension and profit sharing plans (but not the plan participants or government pension plans) (48)."
    },
    {
      "q": "Which custodians does Vance Wealth use?",
      "a": "Vance Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Vance Wealth report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310162"
    },
    {
      "q": "What changed in Vance Wealth's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 11 to 10. Regulatory assets under management went from $736,109,579 to $893,563,375 (+21%). Added an office in Costa Mesa, CA. Added an office in Rancho Cucamonga, CA. No longer lists an office in Newport Beach, CA. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 355962567.0,
      "total_employees": 11,
      "filing_date": "2021-03-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 506042352.0,
      "total_employees": 14,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 448745782.0,
      "total_employees": 18,
      "filing_date": "2023-07-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 670810625.0,
      "total_employees": 18,
      "filing_date": "2024-04-05"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 736109579.0,
      "total_employees": 19,
      "filing_date": "2025-02-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 893563375.0,
      "total_employees": 22,
      "filing_date": "2026-05-07"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 11 to 10.",
        "Regulatory assets under management went from $736,109,579 to $893,563,375 (+21%).",
        "Added an office in Costa Mesa, CA.",
        "Added an office in Rancho Cucamonga, CA.",
        "No longer lists an office in Newport Beach, CA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 7, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$6,000",
    "figures": [
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $6,000"
        ],
        "quotes": [
          "Vance Wealth generally requires a minimum advisory fee of $6,000 to effectively implement wealth management services. This minimum may be waived at Vance Wealth’s sole discretion."
        ]
      }
    ],
    "quotes": [
      "Vance Wealth generally requires a minimum advisory fee of $6,000 to effectively implement wealth management services. This minimum may be waived at Vance Wealth’s sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/vance-wealth-santa-clarita-ca-310162.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 195,
      "fewer_than_5": false,
      "raum": 119703871.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 185,
      "fewer_than_5": false,
      "raum": 637431352.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 48,
      "fewer_than_5": false,
      "raum": 135309414.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 1118738.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310162",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}