# Van Leeuwen Retirement & Investment Services

> Van Leeuwen Retirement & Investment Services is an SEC-registered investment advisory firm in Richmond, KY, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 12, 2026.

- CRD: 289463
- Filed as: VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES
- Legal name: Van Leeuwen & Associates, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Richmond, KY
- Filing period: October 2026
- Form ADV filing dated: August 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289463
- AdvisorCensus page: https://advisorcensus.com/firm/van-leeuwen-retirement-and-investment-services-richmond-ky-289463

## Quick answers

**How is Van Leeuwen Retirement & Investment Services compensated?**
On its Form ADV (Item 5.E, October 2026), Van Leeuwen Retirement & Investment Services reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Van Leeuwen Retirement & Investment Services charge?**
Its Form ADV Part 2A brochure dated August 12, 2026 states: Asset-based fee: up to 1.75% of assets a year (the maximum the brochure states); Hourly rate: $100 an hour (financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Van Leeuwen Retirement & Investment Services located?**
Van Leeuwen Retirement & Investment Services' principal office is in Richmond, KY, according to its Form ADV.

**Is Van Leeuwen Retirement & Investment Services registered with the SEC or a state?**
Van Leeuwen Retirement & Investment Services is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289463.

**How much does Van Leeuwen Retirement & Investment Services manage?**
Van Leeuwen Retirement & Investment Services reports $559,416,819 in regulatory assets under management in its Form ADV filing dated August 12, 2026 (100% discretionary).

**How have Van Leeuwen Retirement & Investment Services' assets and staff changed since 2021?**
In the Form ADV data for Van Leeuwen Retirement & Investment Services: Regulatory assets under management: $260,533,719 in the October 2021 data and $559,416,819 in the October 2026 data, up 115%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Van Leeuwen Retirement & Investment Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (527); high net worth individuals (173); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Which custodians does Van Leeuwen Retirement & Investment Services use?**
Van Leeuwen Retirement & Investment Services' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Van Leeuwen Retirement & Investment Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289463

**What changed in Van Leeuwen Retirement & Investment Services' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $460,686,484 to $559,416,819 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 12, 2026)

- Asset-based fee: up to 1.75% of assets a year (the maximum the brochure states)

> Investment advisory fees are generally up to 1.75% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor.

- Hourly rate: $100 an hour (financial planning)

> However, financial planning may also be provided as a separate service and billed based on the number of hours required multiplied by $100 an hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $559,416,819
- Discretionary: $559,416,819
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 527 | $191,459,329 |
| High net worth individuals | 173 | $357,571,792 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $10,340,490 |
| Charitable organizations | 1 | $45,208 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2017 (9 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, KS, KY, LA, NH, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [enjoyretirement.us](https://enjoyretirement.us)
- [vlretirement.com](https://vlretirement.com)
- LinkedIn @mark-van-leeuwen-8194917b

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $260,533,719 | 3 | February 4, 2021 |
| October 2022 | $336,927,638 | 3 | March 4, 2022 |
| October 2023 | $302,105,450 | 3 | February 23, 2023 |
| October 2024 | $378,324,370 | 3 | August 8, 2024 |
| October 2025 | $460,686,484 | 3 | March 15, 2025 |
| October 2026 | $559,416,819 | 3 | August 12, 2026 |

Regulatory assets under management: $260,533,719 in the October 2021 data and $559,416,819 in the October 2026 data, up 115%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $460,686,484 to $559,416,819 (+21%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Van Leeuwen Retirement & Investment Services (CRD 289463): Form ADV filing data as of October 2026.