{ "crd_number": 108583, "slug": "valley-view-consulting-llc-108583", "primary_business_name": "VALLEY VIEW CONSULTING LLC", "legal_name": "VALLEY VIEW CONSULTING LLC", "dbas": [], "city": null, "state": null, "country": null, "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1999-01-08", "years_registered": 27, "period": "2026-10-01", "filing_date": "2026-08-19", "carried_forward": false, "raum_total": 16400000000.0, "raum_discretionary": 0.0, "raum_non_discretionary": 16400000000.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 11, "advisory_employees": 8, "client_count_bucket": null, "clients_by_type": { "state_municipal": { "raum": 16400000000.0, "count": 76 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "other", "portfolio_management_businesses_institutional" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CO", "FL", "NC", "TX", "VA" ], "websites": [ "https://valleyviewconsultingllc.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108583", "city_as_filed": null, "url": "https://advisorcensus.com/firm/valley-view-consulting-llc-108583", "display_name": "Valley View Consulting LLC", "summary": "Valley View Consulting LLC is an SEC-registered investment advisory firm, registered since 1999, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 19, 2026.", "citation": "AdvisorCensus. Valley View Consulting LLC (CRD 108583): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for businesses (other than small businesses) or institutional clients", "Other" ], "quick_answers": [ { "q": "How is Valley View Consulting LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Valley View Consulting LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "What does Valley View Consulting LLC's brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated March 8, 2026 states: Asset-based fee: 0.01% to 0.1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Is Valley View Consulting LLC registered with the SEC or a state?", "a": "Valley View Consulting LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 108583." }, { "q": "How much does Valley View Consulting LLC manage?", "a": "Valley View Consulting LLC reports $16,400,000,000 in regulatory assets under management in its Form ADV filing dated August 19, 2026 (0% discretionary)." }, { "q": "How have Valley View Consulting LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Valley View Consulting LLC: Regulatory assets under management: $5,636,000,000 in the October 2021 data and $16,400,000,000 in the October 2026 data, up 191%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Valley View Consulting LLC serve?", "a": "By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (76)." }, { "q": "Does Valley View Consulting LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108583" }, { "q": "Does Valley View Consulting LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 8, 2026 says: \"Valley View does not impose a minimum dollar value of assets for starting or maintaining a relationship.\"" }, { "q": "What changed in Valley View Consulting LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 7 to 8. Regulatory assets under management went from $15,700,000,000 to $17,800,000,000 (+13%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5636000000.0, "total_employees": 10, "filing_date": "2021-03-04" }, { "period": "2022-10-01", "regulatory_assets_under_management": 8384700000.0, "total_employees": 10, "filing_date": "2022-03-11" }, { "period": "2023-10-01", "regulatory_assets_under_management": 10502666329.0, "total_employees": 10, "filing_date": "2023-05-26" }, { "period": "2024-10-01", "regulatory_assets_under_management": 14130000000.0, "total_employees": 10, "filing_date": "2024-09-09" }, { "period": "2025-10-01", "regulatory_assets_under_management": 15700000000.0, "total_employees": 12, "filing_date": "2025-03-22" }, { "period": "2026-10-01", "regulatory_assets_under_management": 16400000000.0, "total_employees": 11, "filing_date": "2026-08-19" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 7 to 8.", "Regulatory assets under management went from $15,700,000,000 to $17,800,000,000 (+13%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 8, 2026", "tiers": [], "flat_rate": null, "stated_range": "0.01% to 0.1% a year", "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.01% to 0.1% a year (a range, as the brochure states it)" ], "quotes": [ "Fees structures generally range from 0.01% to 0.10 %, annually, based on the book valu e of assets under management; $100.00 to $750.00 per hour; $250 to $25,000 per project; $150.00 to $500.00 per month; or other fees as negotiated at the time of contract." ] }, { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "Valley View does not impose a minimum dollar value of assets for starting or maintaining a relationship." ] } ], "quotes": [ "Fees structures generally range from 0.01% to 0.10 %, annually, based on the book valu e of assets under management; $100.00 to $750.00 per hour; $250 to $25,000 per project; $150.00 to $500.00 per month; or other fees as negotiated at the time of contract.", "Valley View does not impose a minimum dollar value of assets for starting or maintaining a relationship." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/valley-view-consulting-llc-108583.md", "clients": [ { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 76, "fewer_than_5": false, "raum": 16400000000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108583", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }