# Valley Oak Investment Strategies LLC

> Valley Oak Investment Strategies LLC is a state-registered investment advisory firm in Kalamazoo, MI, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 18, 2026.

- CRD: 336621
- Filed as: VALLEY OAK INVESTMENT STRATEGIES LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Kalamazoo, MI
- Filing period: October 2026
- Form ADV filing dated: August 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/336621
- AdvisorCensus page: https://advisorcensus.com/firm/valley-oak-investment-strategies-llc-kalamazoo-mi-336621

## Quick answers

**How is Valley Oak Investment Strategies LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Valley Oak Investment Strategies LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Valley Oak Investment Strategies LLC located?**
Valley Oak Investment Strategies LLC's principal office is in Kalamazoo, MI, according to its Form ADV.

**Is Valley Oak Investment Strategies LLC registered with the SEC or a state?**
Valley Oak Investment Strategies LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 336621.

**How much does Valley Oak Investment Strategies LLC manage?**
Valley Oak Investment Strategies LLC reports $43,429,375 in regulatory assets under management in its Form ADV filing dated August 18, 2026 (43% discretionary).

**What types of clients does Valley Oak Investment Strategies LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (188); high net worth individuals (21); corporations or other businesses not listed above (11).

**Does Valley Oak Investment Strategies LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/336621

**What changed in Valley Oak Investment Strategies LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in LA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $43,429,375
- Discretionary: $18,814,386
- Non-discretionary: $24,614,989

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 188 | $5,646,421 |
| High net worth individuals | 21 | $26,381,033 |
| Charitable organizations | Fewer than 5 | $428,646 |
| Corporations or other businesses not listed above | 11 | $10,973,275 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, LA, MI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- kehoefinancialservices.com
- paladinws.com
- valleyoakcpa.com
- Facebook facebook.com
- Instagram @paladinwealthservices
- LinkedIn @paladin-wealth-services
- X @Paladin_Wealth
- YouTube @PaladinWealthServices

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Valley Oak Investment Strategies LLC (CRD 336621): Form ADV filing data as of October 2026.