# Valley Brook Capital Group

> Valley Brook Capital Group is an SEC-registered investment advisory firm in Venetia, PA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 28, 2026.

- CRD: 122460
- Filed as: VALLEY BROOK CAPITAL GROUP
- Legal name: Valley Brook Capital Group, Inc.
- Also doing business as: MST WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Venetia, PA
- Filing period: October 2026
- Form ADV filing dated: February 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/122460
- AdvisorCensus page: https://advisorcensus.com/firm/valley-brook-capital-group-venetia-pa-122460

## Quick answers

**How is Valley Brook Capital Group compensated?**
On its Form ADV (Item 5.E, October 2026), Valley Brook Capital Group reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Valley Brook Capital Group located?**
Valley Brook Capital Group's principal office is in Venetia, PA, according to its Form ADV; the March 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Valley Brook Capital Group registered with the SEC or a state?**
Valley Brook Capital Group is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 122460.

**How much does Valley Brook Capital Group manage?**
Valley Brook Capital Group reports $223,267,862 in regulatory assets under management in its Form ADV filing dated February 28, 2026 (90% discretionary).

**How have Valley Brook Capital Group's assets and staff changed since 2021?**
In the Form ADV data for Valley Brook Capital Group: Regulatory assets under management: $139,286,792 in the October 2021 data and $223,267,862 in the October 2026 data, up 60%. Total employees: 7 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Valley Brook Capital Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (137); high net worth individuals (59); corporations or other businesses not listed above (5).

**Which custodians does Valley Brook Capital Group use?**
Valley Brook Capital Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Valley Brook Capital Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122460

**What changed in Valley Brook Capital Group's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 7 to 6. Regulatory assets under management went from $192,166,993 to $223,267,862 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 28, 2026)

- Minimum annual fee: $1,000

> In addition, Valley Brook may charge a minimum fee of $1,000.00 annually, which may be waived or reduced at the sole discretion of Valley Brook.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $223,267,862
- Discretionary: $201,865,493
- Non-discretionary: $21,402,369

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 137 | $29,322,135 |
| High net worth individuals | 59 | $158,976,116 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $21,402,369 |
| Corporations or other businesses not listed above | 5 | $13,567,242 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2018 (8 years)
- Employees: 6 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Kittanning, PA
- Pittsburgh, PA

### Websites listed on Form ADV (Item 1.I)
- mstcpas.com/wealthmanagement.php
- valleybrookcg.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $139,286,792 | 7 | March 11, 2021 |
| October 2022 | $178,205,513 | 7 | March 8, 2022 |
| October 2023 | $155,927,007 | 7 | February 22, 2023 |
| October 2024 | $168,811,393 | 7 | March 22, 2024 |
| October 2025 | $192,166,993 | 7 | March 5, 2025 |
| October 2026 | $223,267,862 | 6 | February 28, 2026 |

Regulatory assets under management: $139,286,792 in the October 2021 data and $223,267,862 in the October 2026 data, up 60%.
Total employees: 7 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 7 to 6.
- Regulatory assets under management went from $192,166,993 to $223,267,862 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Valley Brook Capital Group (CRD 122460): Form ADV filing data as of October 2026.