# Valicenti Advisory Services Inc

> Valicenti Advisory Services Inc is an SEC-registered investment advisory firm in Elmira, NY, registered since 1983, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 16, 2026.

- CRD: 110669
- Filed as: VALICENTI ADVISORY SERVICES INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Elmira, NY
- Filing period: October 2026
- Form ADV filing dated: September 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110669
- AdvisorCensus page: https://advisorcensus.com/firm/valicenti-advisory-services-inc-elmira-ny-110669

## Quick answers

**How is Valicenti Advisory Services Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Valicenti Advisory Services Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Valicenti Advisory Services Inc located?**
Valicenti Advisory Services Inc's principal office is in Elmira, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Valicenti Advisory Services Inc registered with the SEC or a state?**
Valicenti Advisory Services Inc is an SEC-registered investment advisory firm, registered since 1983. Status as filed: Approved. CRD 110669.

**How much does Valicenti Advisory Services Inc manage?**
Valicenti Advisory Services Inc reports $819,997,583 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (99% discretionary).

**How have Valicenti Advisory Services Inc's assets and staff changed since 2021?**
In the Form ADV data for Valicenti Advisory Services Inc: Regulatory assets under management: $539,766,365 in the October 2021 data and $819,997,583 in the October 2026 data, up 52%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Valicenti Advisory Services Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (518); individuals (other than high net worth individuals) (362); charitable organizations (104).

**Does Valicenti Advisory Services Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110669

**What changed in Valicenti Advisory Services Inc's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $701,337,902 to $819,997,583 (+17%). Registered or notice-filed in NJ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $819,997,583
- Discretionary: $813,907,510
- Non-discretionary: $6,090,073

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 362 | $286,999,154 |
| High net worth individuals | 518 | $409,998,792 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 104 | $81,999,758 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 52 | $40,999,879 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1983 (43 years)
- Employees: 11 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, MA, MD, MI, NC, NE, NH, NJ, NY, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Elmira, NY

### Websites listed on Form ADV (Item 1.I)
- valicenti.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $539,766,365 | 10 | September 20, 2021 |
| October 2022 | $597,182,765 | 10 | March 16, 2022 |
| October 2023 | $502,273,590 | 10 | March 16, 2023 |
| October 2024 | $660,423,651 | 10 | March 27, 2024 |
| October 2025 | $701,337,902 | 11 | July 1, 2025 |
| October 2026 | $819,997,583 | 11 | September 16, 2026 |

Regulatory assets under management: $539,766,365 in the October 2021 data and $819,997,583 in the October 2026 data, up 52%.
Total employees: 10 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $701,337,902 to $819,997,583 (+17%).
- Registered or notice-filed in NJ.

### December 2025
- Registered or notice-filed in MI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Valicenti Advisory Services Inc (CRD 110669): Form ADV filing data as of October 2026.