{
  "crd_number": 110669,
  "slug": "valicenti-advisory-services-inc-elmira-ny-110669",
  "primary_business_name": "VALICENTI ADVISORY SERVICES INC",
  "legal_name": "VALICENTI ADVISORY SERVICES INC",
  "dbas": [],
  "city": "Elmira",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "21300",
  "metro": {
    "cbsa_code": "21300",
    "common_name": "Elmira",
    "msa_name": "Elmira, NY",
    "path": "/advisors/ny/elmira"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1983-07-06",
  "years_registered": 43,
  "period": "2026-10-01",
  "filing_date": "2026-09-16",
  "carried_forward": false,
  "raum_total": 819997583.0,
  "raum_discretionary": 813907510.0,
  "raum_non_discretionary": 6090073.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 11,
  "advisory_employees": 7,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 81999758.0,
      "count": 104
    },
    "individuals": {
      "raum": 286999154.0,
      "count": 362
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 409998792.0,
      "count": 518
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 40999879.0,
      "count": 52
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "FL",
    "MA",
    "MD",
    "MI",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NY",
    "PA",
    "SC",
    "TX",
    "VA"
  ],
  "websites": [
    "https://valicenti.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110669",
  "city_as_filed": "ELMIRA",
  "url": "https://advisorcensus.com/firm/valicenti-advisory-services-inc-elmira-ny-110669",
  "display_name": "Valicenti Advisory Services Inc",
  "summary": "Valicenti Advisory Services Inc is an SEC-registered investment advisory firm in Elmira, NY, registered since 1983, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 16, 2026.",
  "citation": "AdvisorCensus. Valicenti Advisory Services Inc (CRD 110669): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Valicenti Advisory Services Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Valicenti Advisory Services Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Valicenti Advisory Services Inc located?",
      "a": "Valicenti Advisory Services Inc's principal office is in Elmira, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Valicenti Advisory Services Inc registered with the SEC or a state?",
      "a": "Valicenti Advisory Services Inc is an SEC-registered investment advisory firm, registered since 1983. Status as filed: Approved. CRD 110669."
    },
    {
      "q": "How much does Valicenti Advisory Services Inc manage?",
      "a": "Valicenti Advisory Services Inc reports $819,997,583 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (99% discretionary)."
    },
    {
      "q": "How have Valicenti Advisory Services Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Valicenti Advisory Services Inc: Regulatory assets under management: $539,766,365 in the October 2021 data and $819,997,583 in the October 2026 data, up 52%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Valicenti Advisory Services Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (518); individuals (other than high net worth individuals) (362); charitable organizations (104)."
    },
    {
      "q": "Does Valicenti Advisory Services Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110669"
    },
    {
      "q": "What changed in Valicenti Advisory Services Inc's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $701,337,902 to $819,997,583 (+17%). Registered or notice-filed in NJ."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 539766365.0,
      "total_employees": 10,
      "filing_date": "2021-09-20"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 597182765.0,
      "total_employees": 10,
      "filing_date": "2022-03-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 502273590.0,
      "total_employees": 10,
      "filing_date": "2023-03-16"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 660423651.0,
      "total_employees": 10,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 701337902.0,
      "total_employees": 11,
      "filing_date": "2025-07-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 819997583.0,
      "total_employees": 11,
      "filing_date": "2026-09-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $701,337,902 to $819,997,583 (+17%).",
        "Registered or notice-filed in NJ."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in MI."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/valicenti-advisory-services-inc-elmira-ny-110669.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 362,
      "fewer_than_5": false,
      "raum": 286999154.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 518,
      "fewer_than_5": false,
      "raum": 409998792.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 104,
      "fewer_than_5": false,
      "raum": 81999758.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 52,
      "fewer_than_5": false,
      "raum": 40999879.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110669",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}