{
  "crd_number": 342364,
  "slug": "valen-private-capital-llc-paoli-pa-342364",
  "primary_business_name": "VALEN PRIVATE CAPITAL, LLC.",
  "legal_name": "VALEN PRIVATE CAPITAL, LLC.",
  "dbas": [],
  "city": "Paoli",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "37980",
  "metro": {
    "cbsa_code": "37980",
    "common_name": "Philadelphia",
    "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD",
    "path": "/advisors/pa/philadelphia"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-05-13",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-09-09",
  "carried_forward": false,
  "raum_total": 482643221.0,
  "raum_discretionary": 482643221.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "pension_profit_sharing": {
      "raum": 36215.0,
      "count": 4
    },
    "high_net_worth_individuals": {
      "raum": 474994505.0,
      "count": 77
    },
    "corporations_other_businesses": {
      "raum": 7612501.0,
      "count": 8
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "PA"
  ],
  "websites": [
    "https://linkedin.com/company/valen-private-capital",
    "https://linkedin.com/in/benjamin-durham-442443bb",
    "https://linkedin.com/in/john-durham-j-d-ll-m-taxation-5473a77",
    "https://valenpc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/342364",
  "city_as_filed": "PAOLI",
  "url": "https://advisorcensus.com/firm/valen-private-capital-llc-paoli-pa-342364",
  "display_name": "Valen Private Capital, LLC.",
  "summary": "Valen Private Capital, LLC. is an SEC-registered investment advisory firm in Paoli, PA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 9, 2026.",
  "citation": "AdvisorCensus. Valen Private Capital, LLC. (CRD 342364): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Valen Private Capital, LLC. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Valen Private Capital, LLC. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Valen Private Capital, LLC. charge?",
      "a": "Its Form ADV Part 2A brochure dated August 26, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Valen Private Capital, LLC. located?",
      "a": "Valen Private Capital, LLC.'s principal office is in Paoli, PA, according to its Form ADV."
    },
    {
      "q": "Is Valen Private Capital, LLC. registered with the SEC or a state?",
      "a": "Valen Private Capital, LLC. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 342364."
    },
    {
      "q": "How much does Valen Private Capital, LLC. manage?",
      "a": "Valen Private Capital, LLC. reports $482,643,221 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Valen Private Capital, LLC. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (77); corporations or other businesses not listed above (8); pension and profit sharing plans (but not the plan participants or government pension plans) (4)."
    },
    {
      "q": "Which custodians does Valen Private Capital, LLC. use?",
      "a": "Valen Private Capital, LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs Custody Solutions as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Valen Private Capital, LLC. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342364"
    },
    {
      "q": "Does Valen Private Capital, LLC. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated August 26, 2026 says: \"The Firm generally requires a minimum relationship size of $10,000,000; however, this minimum may be waived at the Firm’s discretion based on the nature of the relationship.\""
    },
    {
      "q": "What changed in Valen Private Capital, LLC.'s recent Form ADV filings?",
      "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Regulatory assets under management went from $0 to $482,643,221.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Employees performing advisory functions went from 1 to 2.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2% of assets a year",
    "account_minimum": "$10,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The Firm’s standard fee schedule allows for fees up to 2.00% annually; however, most client relationships are priced below this level based on the size, scope, and complexity of the relationship."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The Firm generally requires a minimum relationship size of $10,000,000; however, this minimum may be waived at the Firm’s discretion based on the nature of the relationship."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 2.0,
      "account_minimum": 10000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The Firm’s standard fee schedule allows for fees up to 2.00% annually; however, most client relationships are priced below this level based on the size, scope, and complexity of the relationship.",
      "The Firm generally requires a minimum relationship size of $10,000,000; however, this minimum may be waived at the Firm’s discretion based on the nature of the relationship."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Goldman Sachs Custody Solutions",
      "name_as_filed": "GOLDMAN SACHS CUSTODY SOLUTIONS",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/valen-private-capital-llc-paoli-pa-342364.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 77,
      "fewer_than_5": false,
      "raum": 474994505.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 36215.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 8,
      "fewer_than_5": false,
      "raum": 7612501.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/342364",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}