{
  "crd_number": 159679,
  "slug": "val-vista-capital-management-llc-sun-lakes-az-159679",
  "primary_business_name": "VAL VISTA CAPITAL MANAGEMENT, LLC",
  "legal_name": "VAL VISTA CAPITAL MANAGEMENT, LLC",
  "dbas": [],
  "city": "Sun Lakes",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "state",
  "registration_status": "TERMREQUEST",
  "registration_date": null,
  "years_registered": null,
  "period": "2026-10-01",
  "filing_date": "2024-02-20",
  "carried_forward": false,
  "raum_total": 81045127.0,
  "raum_discretionary": 81045127.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 5,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 56489590.0,
      "count": 334
    },
    "high_net_worth_individuals": {
      "raum": 24555537.0,
      "count": 7
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 1,
  "states_registered": [],
  "websites": [
    "https://netzelfinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159679",
  "disclosure_items": [
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "SUN LAKES",
  "url": "https://advisorcensus.com/firm/val-vista-capital-management-llc-sun-lakes-az-159679",
  "display_name": "VAL Vista Capital Management, LLC",
  "summary": "VAL Vista Capital Management, LLC is a state-registered investment advisory firm in Sun Lakes, AZ, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 20, 2024.",
  "citation": "AdvisorCensus. VAL Vista Capital Management, LLC (CRD 159679): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is VAL Vista Capital Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), VAL Vista Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is VAL Vista Capital Management, LLC located?",
      "a": "VAL Vista Capital Management, LLC's principal office is in Sun Lakes, AZ, according to its Form ADV."
    },
    {
      "q": "Is VAL Vista Capital Management, LLC registered with the SEC or a state?",
      "a": "VAL Vista Capital Management, LLC is a state-registered investment advisory firm. Status as filed: TERMREQUEST. CRD 159679."
    },
    {
      "q": "How much does VAL Vista Capital Management, LLC manage?",
      "a": "VAL Vista Capital Management, LLC reports $81,045,127 in regulatory assets under management in its Form ADV filing dated February 20, 2024 (100% discretionary)."
    },
    {
      "q": "What types of clients does VAL Vista Capital Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (334); high net worth individuals (7)."
    },
    {
      "q": "Does VAL Vista Capital Management, LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/159679"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/val-vista-capital-management-llc-sun-lakes-az-159679.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 334,
      "fewer_than_5": false,
      "raum": 56489590.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 7,
      "fewer_than_5": false,
      "raum": 24555537.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159679",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}