{ "crd_number": 169624, "slug": "v3limited-llc-radnor-pa-169624", "primary_business_name": "V3LIMITED LLC", "legal_name": "V3LIMITED LLC", "dbas": [], "city": "Radnor", "state": "PA", "country": "United States", "cbsa_code": "37980", "metro": { "cbsa_code": "37980", "common_name": "Philadelphia", "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD", "path": "/advisors/pa/philadelphia" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2013-12-06", "years_registered": 12, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 122440948.0, "raum_discretionary": 0.0, "raum_non_discretionary": 122440948.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other_investment_advisers": { "raum": 0.0, "count": 1, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 121056408.0, "count": 50 }, "corporations_other_businesses": { "raum": 1384540.0, "count": 6 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "NJ", "NY", "PA" ], "websites": [ "https://v3-limited.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169624", "city_as_filed": "RADNOR", "url": "https://advisorcensus.com/firm/v3limited-llc-radnor-pa-169624", "display_name": "V3LIMITED LLC", "summary": "V3LIMITED LLC is an SEC-registered investment advisory firm in Radnor, PA, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. V3LIMITED LLC (CRD 169624): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)", "Other" ], "quick_answers": [ { "q": "How is V3LIMITED LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), V3LIMITED LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees." }, { "q": "Where is V3LIMITED LLC located?", "a": "V3LIMITED LLC's principal office is in Radnor, PA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is V3LIMITED LLC registered with the SEC or a state?", "a": "V3LIMITED LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 169624." }, { "q": "How much does V3LIMITED LLC manage?", "a": "V3LIMITED LLC reports $122,440,948 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary)." }, { "q": "How have V3LIMITED LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for V3LIMITED LLC: Regulatory assets under management: $156,953,804 in the October 2021 data and $122,440,948 in the October 2026 data, down 22%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does V3LIMITED LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (50); corporations or other businesses not listed above (6); other investment advisers (1)." }, { "q": "Which custodians does V3LIMITED LLC use?", "a": "V3LIMITED LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does V3LIMITED LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169624" }, { "q": "What changed in V3LIMITED LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $142,709,491 to $122,440,948 (-14%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 156953804.0, "total_employees": 2, "filing_date": "2021-04-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 149208436.0, "total_employees": 2, "filing_date": "2022-05-16" }, { "period": "2023-10-01", "regulatory_assets_under_management": 137745612.0, "total_employees": 2, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 147115571.0, "total_employees": 2, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 142709491.0, "total_employees": 2, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 122440948.0, "total_employees": 2, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $142,709,491 to $122,440,948 (-14%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false }, { "name": "Merrill Lynch, Pierce, Fenner & Smith Incorporated", "name_as_filed": "MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED", "affiliated": false }, { "name": "National Financial Services LLC", "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/v3limited-llc-radnor-pa-169624.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 50, "fewer_than_5": false, "raum": 121056408.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 1, "fewer_than_5": true, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 6, "fewer_than_5": false, "raum": 1384540.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169624", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }