# Utopia Wealth Management, LLC

> Utopia Wealth Management, LLC is an SEC-registered investment advisory firm in Coconut Creek, FL, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 26, 2026.

- CRD: 300266
- Filed as: UTOPIA WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Coconut Creek, FL
- Filing period: October 2026
- Form ADV filing dated: January 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/300266
- AdvisorCensus page: https://advisorcensus.com/firm/utopia-wealth-management-llc-coconut-creek-fl-300266

## Quick answers

**How is Utopia Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Utopia Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other.

**Where is Utopia Wealth Management, LLC located?**
Utopia Wealth Management, LLC's principal office is in Coconut Creek, FL, according to its Form ADV.

**Is Utopia Wealth Management, LLC registered with the SEC or a state?**
Utopia Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 300266.

**How much does Utopia Wealth Management, LLC manage?**
Utopia Wealth Management, LLC reports $261,408,410 in regulatory assets under management in its Form ADV filing dated January 26, 2026 (100% discretionary).

**How have Utopia Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Utopia Wealth Management, LLC: Regulatory assets under management: $152,233,921 in the October 2021 data and $261,408,410 in the October 2026 data, up 72%. Total employees: 1 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Utopia Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (39); individuals (other than high net worth individuals) (19); other (4).

**Which custodians does Utopia Wealth Management, LLC use?**
Utopia Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Utopia Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300266

**Does Utopia Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 26, 2026 says: "In general, we require a minimum of $2,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."

**What changed in Utopia Wealth Management, LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $199,644,364 to $261,408,410 (+31%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Fees and minimums (Form ADV Part 2A brochure dated January 26, 2026)

- Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum of $2,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.

- Minimum annual fee: $10,000

> We charge a minimum annual fee in the amount of $10,000 to maintain an advisory account. At our discretion we may waive the minimum fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $261,408,410
- Discretionary: $261,408,410
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $9,439,867 |
| High net worth individuals | 39 | $235,880,363 |
| Other | 4 | $16,088,180 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2019 (7 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- utopiawealth.com
- LinkedIn @utopia-wealth-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $152,233,921 | 1 | July 20, 2021 |
| October 2022 | $130,199,585 | 1 | June 29, 2022 |
| October 2023 | $141,269,943 | 2 | February 9, 2023 |
| October 2024 | $172,820,814 | 2 | January 31, 2024 |
| October 2025 | $199,644,364 | 3 | May 29, 2025 |
| October 2026 | $261,408,410 | 3 | January 26, 2026 |

Regulatory assets under management: $152,233,921 in the October 2021 data and $261,408,410 in the October 2026 data, up 72%.
Total employees: 1 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $199,644,364 to $261,408,410 (+31%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Utopia Wealth Management, LLC (CRD 300266): Form ADV filing data as of October 2026.