{
  "crd_number": 300266,
  "slug": "utopia-wealth-management-llc-coconut-creek-fl-300266",
  "primary_business_name": "UTOPIA WEALTH MANAGEMENT, LLC",
  "legal_name": "UTOPIA WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Coconut Creek",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-06-03",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-01-26",
  "carried_forward": false,
  "raum_total": 261408410.0,
  "raum_discretionary": 261408410.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 16088180.0,
      "count": 4,
      "description": "ESTATE, IRREVOCABLE TRUST AND FAMILY LIMITED PARTNERSHIP",
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 9439867.0,
      "count": 19
    },
    "high_net_worth_individuals": {
      "raum": 235880363.0,
      "count": 39
    }
  },
  "compensation_types": [
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "TX"
  ],
  "websites": [
    "https://linkedin.com/company/utopia-wealth-management-llc",
    "https://utopiawealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/300266",
  "city_as_filed": "COCONUT CREEK",
  "url": "https://advisorcensus.com/firm/utopia-wealth-management-llc-coconut-creek-fl-300266",
  "display_name": "Utopia Wealth Management, LLC",
  "summary": "Utopia Wealth Management, LLC is an SEC-registered investment advisory firm in Coconut Creek, FL, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 26, 2026.",
  "citation": "AdvisorCensus. Utopia Wealth Management, LLC (CRD 300266): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Utopia Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Utopia Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other."
    },
    {
      "q": "Where is Utopia Wealth Management, LLC located?",
      "a": "Utopia Wealth Management, LLC's principal office is in Coconut Creek, FL, according to its Form ADV."
    },
    {
      "q": "Is Utopia Wealth Management, LLC registered with the SEC or a state?",
      "a": "Utopia Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 300266."
    },
    {
      "q": "How much does Utopia Wealth Management, LLC manage?",
      "a": "Utopia Wealth Management, LLC reports $261,408,410 in regulatory assets under management in its Form ADV filing dated January 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Utopia Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Utopia Wealth Management, LLC: Regulatory assets under management: $152,233,921 in the October 2021 data and $261,408,410 in the October 2026 data, up 72%. Total employees: 1 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Utopia Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (39); individuals (other than high net worth individuals) (19); other (4)."
    },
    {
      "q": "Which custodians does Utopia Wealth Management, LLC use?",
      "a": "Utopia Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Utopia Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300266"
    },
    {
      "q": "Does Utopia Wealth Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated January 26, 2026 says: \"In general, we require a minimum of $2,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.\""
    },
    {
      "q": "What changed in Utopia Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the February 2026 filing data: Regulatory assets under management went from $199,644,364 to $261,408,410 (+31%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 152233921.0,
      "total_employees": 1,
      "filing_date": "2021-07-20"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 130199585.0,
      "total_employees": 1,
      "filing_date": "2022-06-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 141269943.0,
      "total_employees": 2,
      "filing_date": "2023-02-09"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 172820814.0,
      "total_employees": 2,
      "filing_date": "2024-01-31"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 199644364.0,
      "total_employees": 3,
      "filing_date": "2025-05-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 261408410.0,
      "total_employees": 3,
      "filing_date": "2026-01-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $199,644,364 to $261,408,410 (+31%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 26, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$2,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": "$10,000",
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "In general, we require a minimum of $2,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $10,000"
        ],
        "quotes": [
          "We charge a minimum annual fee in the amount of $10,000 to maintain an advisory account. At our discretion we may waive the minimum fee."
        ]
      }
    ],
    "quotes": [
      "In general, we require a minimum of $2,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.",
      "We charge a minimum annual fee in the amount of $10,000 to maintain an advisory account. At our discretion we may waive the minimum fee."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/utopia-wealth-management-llc-coconut-creek-fl-300266.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 19,
      "fewer_than_5": false,
      "raum": 9439867.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 39,
      "fewer_than_5": false,
      "raum": 235880363.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 4,
      "fewer_than_5": true,
      "raum": 16088180.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/300266",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}