{ "crd_number": 328924, "slug": "uti-asset-management-company-limited-mumbai-maharashtra-328924", "primary_business_name": "UTI ASSET MANAGEMENT COMPANY LIMITED", "legal_name": "UTI ASSET MANAGEMENT COMPANY LIMITED", "dbas": [], "city": "Mumbai, Maharashtra", "state": null, "country": "India", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-02-22", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-06-29", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": 1008, "advisory_employees": 59, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://facebook.com/utimutualfund", "https://instagram.com/utimutualfund", "https://linkedin.com/company/uti-mf", "https://twitter.com/utimutualfund", "https://utimf.com", "https://youtube.com/user/utimutualfunds" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328924", "city_as_filed": "MUMBAI, MAHARASHTRA", "url": "https://advisorcensus.com/firm/uti-asset-management-company-limited-mumbai-maharashtra-328924", "display_name": "UTI Asset Management Company Limited", "summary": "UTI Asset Management Company Limited is an SEC-registered investment advisory firm in Mumbai, Maharashtra, India, registered since 2024, with no regulatory assets under management reported in its Form ADV filing dated June 29, 2026.", "citation": "AdvisorCensus. UTI Asset Management Company Limited (CRD 328924): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is UTI Asset Management Company Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), UTI Asset Management Company Limited reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is UTI Asset Management Company Limited located?", "a": "UTI Asset Management Company Limited's principal office is in Mumbai, Maharashtra, India, according to its Form ADV." }, { "q": "Is UTI Asset Management Company Limited registered with the SEC or a state?", "a": "UTI Asset Management Company Limited is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 328924." }, { "q": "How have UTI Asset Management Company Limited's assets and staff changed since 2024?", "a": "In the Form ADV data for UTI Asset Management Company Limited: Total employees: 1,055 in October 2024 and 1,008 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "Does UTI Asset Management Company Limited report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328924" }, { "q": "Does UTI Asset Management Company Limited state an account minimum?", "a": "Its Form ADV Part 2A brochure dated June 29, 2026 says: \"UTI AMC does not generally impose a minimum dollar value of assets in order to open or maintain an account.\"" }, { "q": "What changed in UTI Asset Management Company Limited's recent Form ADV filings?", "a": "In the July 2026 filing data: Employees performing advisory functions went from 58 to 59. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": 1055, "filing_date": "2024-07-31" }, { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": 1091, "filing_date": "2025-06-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": null, "total_employees": 1008, "filing_date": "2026-06-29" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Employees performing advisory functions went from 58 to 59.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated June 29, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "UTI AMC does not generally impose a minimum dollar value of assets in order to open or maintain an account." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "UTI AMC does not generally impose a minimum dollar value of assets in order to open or maintain an account." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/uti-asset-management-company-limited-mumbai-maharashtra-328924.md", "clients": [], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328924", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }