# Utes Wealth Strategies

> Utes Wealth Strategies is a state-registered investment advisory firm in Antioch, IL, registered since 2019, with no regulatory assets under management reported in its Form ADV filing dated November 18, 2021.

- CRD: 300310
- Filed as: UTES WEALTH STRATEGIES
- Legal name: Utes, William Edward
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Antioch, IL
- Filing period: October 2026
- Form ADV filing dated: November 18, 2021
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/300310
- AdvisorCensus page: https://advisorcensus.com/firm/utes-wealth-strategies-antioch-il-300310

## Quick answers

**How is Utes Wealth Strategies compensated?**
On its Form ADV (Item 5.E, October 2026), Utes Wealth Strategies reports these compensation arrangements: a percentage of assets under its management; commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Utes Wealth Strategies located?**
Utes Wealth Strategies' principal office is in Antioch, IL, according to its Form ADV.

**Is Utes Wealth Strategies registered with the SEC or a state?**
Utes Wealth Strategies is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 300310.

**Does Utes Wealth Strategies report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/300310

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Commissions

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/300310

### Websites listed on Form ADV (Item 1.I)
- utesws.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Utes Wealth Strategies (CRD 300310): Form ADV filing data as of October 2026.