# USI Advisors

> USI Advisors is an SEC-registered investment advisory firm in Glastonbury, CT, registered since 1999, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 108113
- Filed as: USI ADVISORS
- Legal name: USI Advisors, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Glastonbury, CT
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108113
- AdvisorCensus page: https://advisorcensus.com/firm/usi-advisors-glastonbury-ct-108113

## Quick answers

**How is USI Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), USI Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is USI Advisors located?**
USI Advisors' principal office is in Glastonbury, CT, according to its Form ADV; the April 2026 filing also lists 13 other offices (Schedule D, Section 1.F).

**Is USI Advisors registered with the SEC or a state?**
USI Advisors is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 108113.

**How much does USI Advisors manage?**
USI Advisors reports $56,282,631,536 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (4% discretionary).

**How have USI Advisors' assets and staff changed since 2021?**
In the Form ADV data for USI Advisors: Regulatory assets under management: $32,233,714,649 in the October 2021 data and $56,282,631,536 in the October 2026 data, up 75%. Total employees: 102 in October 2021 and 79 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does USI Advisors serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (845); corporations or other businesses not listed above (297); state or municipal government entities (including government pension plans) (107).

**Which custodians does USI Advisors use?**
USI Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab Bank, Empower Retirement, LLC and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does USI Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108113

**What changed in USI Advisors' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 41 to 48. Regulatory assets under management went from $48,864,913,348 to $56,282,631,536 (+15%). Added an office in Pittsburgh, PA. Added an office in Woburn, MA. No longer lists an office in Cleveland, OH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab Bank
- Empower Retirement, LLC
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $56,282,631,536
- Discretionary: $2,369,353,896
- Non-discretionary: $53,913,277,640

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Banking or thrift institutions | 20 | $588,435,366 |
| Investment companies | 6 | $1,581,255,528 |
| Business development companies | 2 | $2,257,606 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 845 | $37,933,546,432 |
| Charitable organizations | 71 | $2,189,210,589 |
| State or municipal government entities (including government pension plans) | 107 | $3,241,511,101 |
| Insurance companies | 5 | $125,271,537 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $32,478,713 |
| Corporations or other businesses not listed above | 297 | $10,588,664,664 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 1999 (27 years)
- Employees: 79 total, 48 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Bloominton, MN
- Dallas, TX
- Florham Park, NJ
- Greenwood Village, CO
- Knoxville, TN
- Marlton, NJ
- New York, NY
- Omaha, NE
- Pittsburgh, PA
- San Diego, CA
- Seattle, WA
- Uniondale, NY
- Woburn, MA

### Websites listed on Form ADV (Item 1.I)
- [usiadvisorsinc.com](https://usiadvisorsinc.com)
- [usicg.com/retirement-plan-services/investment-advisory](https://usicg.com/retirement-plan-services/investment-advisory)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $32,233,714,649 | 102 | April 26, 2021 |
| October 2022 | $35,346,912,667 | 72 | March 1, 2022 |
| October 2023 | $32,076,079,040 | 69 | July 25, 2023 |
| October 2024 | $41,618,061,377 | 75 | March 28, 2024 |
| October 2025 | $48,864,913,348 | 77 | July 3, 2025 |
| October 2026 | $56,282,631,536 | 79 | March 30, 2026 |

Regulatory assets under management: $32,233,714,649 in the October 2021 data and $56,282,631,536 in the October 2026 data, up 75%.
Total employees: 102 in October 2021 and 79 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 41 to 48.
- Regulatory assets under management went from $48,864,913,348 to $56,282,631,536 (+15%).
- Added an office in Pittsburgh, PA.
- Added an office in Woburn, MA.
- No longer lists an office in Cleveland, OH.

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. USI Advisors (CRD 108113): Form ADV filing data as of October 2026.