{
  "crd_number": 108113,
  "slug": "usi-advisors-glastonbury-ct-108113",
  "primary_business_name": "USI ADVISORS",
  "legal_name": "USI ADVISORS, INC.",
  "dbas": [],
  "city": "Glastonbury",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "25540",
  "metro": {
    "cbsa_code": "25540",
    "common_name": "Hartford",
    "msa_name": "Hartford-West Hartford-East Hartford, CT",
    "path": "/advisors/ct/hartford"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1999-06-18",
  "years_registered": 27,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 56282631536.0,
  "raum_discretionary": 2369353896.0,
  "raum_non_discretionary": 53913277640.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 79,
  "advisory_employees": 48,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 2189210589.0,
      "count": 71
    },
    "banking_thrift": {
      "raum": 588435366.0,
      "count": 20
    },
    "state_municipal": {
      "raum": 3241511101.0,
      "count": 107
    },
    "insurance_companies": {
      "raum": 125271537.0,
      "count": 5
    },
    "investment_companies": {
      "raum": 1581255528.0,
      "count": 6
    },
    "pension_profit_sharing": {
      "raum": 37933546432.0,
      "count": 845
    },
    "corporations_other_businesses": {
      "raum": 10588664664.0,
      "count": 297
    },
    "business_development_companies": {
      "raum": 2257606.0,
      "count": 2
    },
    "sovereign_wealth_foreign_official": {
      "raum": 32478713.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV"
  ],
  "websites": [
    "https://usiadvisorsinc.com",
    "https://usicg.com/retirement-plan-services/investment-advisory"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108113",
  "city_as_filed": "GLASTONBURY",
  "url": "https://advisorcensus.com/firm/usi-advisors-glastonbury-ct-108113",
  "display_name": "USI Advisors",
  "summary": "USI Advisors is an SEC-registered investment advisory firm in Glastonbury, CT, registered since 1999, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. USI Advisors (CRD 108113): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is USI Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), USI Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is USI Advisors located?",
      "a": "USI Advisors' principal office is in Glastonbury, CT, according to its Form ADV; the April 2026 filing also lists 13 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is USI Advisors registered with the SEC or a state?",
      "a": "USI Advisors is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 108113."
    },
    {
      "q": "How much does USI Advisors manage?",
      "a": "USI Advisors reports $56,282,631,536 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (4% discretionary)."
    },
    {
      "q": "How have USI Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for USI Advisors: Regulatory assets under management: $32,233,714,649 in the October 2021 data and $56,282,631,536 in the October 2026 data, up 75%. Total employees: 102 in October 2021 and 79 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does USI Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (845); corporations or other businesses not listed above (297); state or municipal government entities (including government pension plans) (107)."
    },
    {
      "q": "Which custodians does USI Advisors use?",
      "a": "USI Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab Bank, Empower Retirement, LLC and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does USI Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108113"
    },
    {
      "q": "What changed in USI Advisors' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 41 to 48. Regulatory assets under management went from $48,864,913,348 to $56,282,631,536 (+15%). Added an office in Pittsburgh, PA. Added an office in Woburn, MA. No longer lists an office in Cleveland, OH."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 32233714649.0,
      "total_employees": 102,
      "filing_date": "2021-04-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 35346912667.0,
      "total_employees": 72,
      "filing_date": "2022-03-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 32076079040.0,
      "total_employees": 69,
      "filing_date": "2023-07-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 41618061377.0,
      "total_employees": 75,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 48864913348.0,
      "total_employees": 77,
      "filing_date": "2025-07-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 56282631536.0,
      "total_employees": 79,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 41 to 48.",
        "Regulatory assets under management went from $48,864,913,348 to $56,282,631,536 (+15%).",
        "Added an office in Pittsburgh, PA.",
        "Added an office in Woburn, MA.",
        "No longer lists an office in Cleveland, OH."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab Bank",
      "name_as_filed": "CHARLES SCHWAB BANK",
      "affiliated": false
    },
    {
      "name": "Empower Retirement, LLC",
      "name_as_filed": "EMPOWER RETIREMENT, LLC",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/usi-advisors-glastonbury-ct-108113.md",
  "clients": [
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 20,
      "fewer_than_5": false,
      "raum": 588435366.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 6,
      "fewer_than_5": false,
      "raum": 1581255528.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 2,
      "fewer_than_5": false,
      "raum": 2257606.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 845,
      "fewer_than_5": false,
      "raum": 37933546432.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 71,
      "fewer_than_5": false,
      "raum": 2189210589.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 107,
      "fewer_than_5": false,
      "raum": 3241511101.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 5,
      "fewer_than_5": false,
      "raum": 125271537.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 32478713.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 297,
      "fewer_than_5": false,
      "raum": 10588664664.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108113",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}