# Urban Wealth Management Or UWM

> Urban Wealth Management Or UWM is an SEC-registered investment advisory firm, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 21, 2026.

- CRD: 285633
- Filed as: URBAN WEALTH MANAGEMENT OR UWM
- Legal name: Urban Wealth Management Group LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: May 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285633
- AdvisorCensus page: https://advisorcensus.com/firm/urban-wealth-management-or-uwm-285633

## Quick answers

**How is Urban Wealth Management Or UWM compensated?**
On its Form ADV (Item 5.E, October 2026), Urban Wealth Management Or UWM reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Urban Wealth Management Or UWM charge?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Asset-based fee: 0.15% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Urban Wealth Management Or UWM registered with the SEC or a state?**
Urban Wealth Management Or UWM is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 285633.

**How much does Urban Wealth Management Or UWM manage?**
Urban Wealth Management Or UWM reports $212,506,644 in regulatory assets under management in its Form ADV filing dated May 21, 2026 (100% discretionary).

**How have Urban Wealth Management Or UWM's assets and staff changed since 2021?**
In the Form ADV data for Urban Wealth Management Or UWM: Regulatory assets under management: $152,649,261 in the October 2021 data and $212,506,644 in the October 2026 data, up 39%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Urban Wealth Management Or UWM serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (223); high net worth individuals (52); pension and profit sharing plans (but not the plan participants or government pension plans) (6).

**Which custodians does Urban Wealth Management Or UWM use?**
Urban Wealth Management Or UWM's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., John Hancock and Principal Financial Group as custodians holding 10% or more of its separately managed account assets.

**Does Urban Wealth Management Or UWM report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285633

**Does Urban Wealth Management Or UWM state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "The Adviser does not have a minimum account size requirement."

**What changed in Urban Wealth Management Or UWM's recent Form ADV filings?**
In the June 2026 filing data: Employees performing advisory functions went from 4 to 5.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Asset-based fee: 0.15% to 1.25% a year (a range, as the brochure states it)

> The annual Fee is negotiable and generally ranges from 1.25% to 0.15%, with lower rates typically applied to higher levels of AUM.

- Account minimum: None

> The Adviser does not have a minimum account size requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- John Hancock
- Principal Financial Group

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $212,506,644
- Discretionary: $212,506,644
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 223 | $58,971,148 |
| High net worth individuals | 52 | $136,782,853 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $16,752,643 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2017 (9 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, LA, MD, NV, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- urbanwm.com
- Facebook @uwmgroup
- Instagram @uwmgroup
- LinkedIn @uwmgroup
- YouTube @urbanwealthmanagement

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $152,649,261 | 5 | May 24, 2021 |
| October 2022 | $181,449,735 | 5 | June 17, 2022 |
| October 2023 | $161,887,066 | 6 | September 14, 2023 |
| October 2024 | $188,957,457 | 4 | June 6, 2024 |
| October 2025 | $202,076,994 | 4 | March 26, 2025 |
| October 2026 | $212,506,644 | 6 | May 21, 2026 |

Regulatory assets under management: $152,649,261 in the October 2021 data and $212,506,644 in the October 2026 data, up 39%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Employees performing advisory functions went from 4 to 5.

### March 2026
- Registered or notice-filed in MD.

### January 2026
- Employees performing advisory functions went from 5 to 4.
- No longer registered or notice-filed in OH.

### December 2025
- Employees performing advisory functions went from 2 to 5.
- Registered or notice-filed in OH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Urban Wealth Management Or UWM (CRD 285633): Form ADV filing data as of October 2026.