# Urban Financial Advisory Corporation

> Urban Financial Advisory Corporation is an SEC-registered investment advisory firm in Chicago, IL, registered since 1994, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 30, 2026.

- CRD: 110057
- Filed as: URBAN FINANCIAL ADVISORY CORPORATION
- Legal name: Urban Financial Advisory Corp
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110057
- AdvisorCensus page: https://advisorcensus.com/firm/urban-financial-advisory-corporation-chicago-il-110057

## Quick answers

**How is Urban Financial Advisory Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Urban Financial Advisory Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Urban Financial Advisory Corporation located?**
Urban Financial Advisory Corporation's principal office is in Chicago, IL, according to its Form ADV.

**Is Urban Financial Advisory Corporation registered with the SEC or a state?**
Urban Financial Advisory Corporation is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 110057.

**How much does Urban Financial Advisory Corporation manage?**
Urban Financial Advisory Corporation reports $1,493,295,703 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (93% discretionary).

**How have Urban Financial Advisory Corporation's assets and staff changed since 2021?**
In the Form ADV data for Urban Financial Advisory Corporation: Regulatory assets under management: $1,152,428,534 in the October 2021 data and $1,493,295,703 in the October 2026 data, up 30%. Total employees: 13 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Urban Financial Advisory Corporation serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (182); individuals (other than high net worth individuals) (72); corporations or other businesses not listed above (5).

**Does Urban Financial Advisory Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110057

**What changed in Urban Financial Advisory Corporation's recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $1,275,389,164 to $1,493,295,703 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $1,493,295,703
- Discretionary: $1,388,274,219
- Non-discretionary: $105,021,484

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 72 | $20,170,677 |
| High net worth individuals | 182 | $1,406,662,998 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $3,705,324 |
| Corporations or other businesses not listed above | 5 | $62,756,704 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1994 (32 years)
- Employees: 15 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [ufinadv.com](https://ufinadv.com)
- LinkedIn @urban-financial-advisory-corp

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,152,428,534 | 13 | September 28, 2021 |
| October 2022 | $991,034,895 | 13 | September 29, 2022 |
| October 2023 | $1,021,100,405 | 15 | September 28, 2023 |
| October 2024 | $1,103,601,324 | 13 | September 25, 2024 |
| October 2025 | $1,103,601,324 | 13 | September 25, 2024 |
| October 2026 | $1,493,295,703 | 15 | September 30, 2026 |

Regulatory assets under management: $1,152,428,534 in the October 2021 data and $1,493,295,703 in the October 2026 data, up 30%.
Total employees: 13 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $1,275,389,164 to $1,493,295,703 (+17%).

### December 2025
- Employees performing advisory functions went from 12 to 14.
- Regulatory assets under management went from $1,103,601,324 to $1,275,389,164 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Urban Financial Advisory Corporation (CRD 110057): Form ADV filing data as of October 2026.