# Upturn Corporation

> Upturn Corporation is an SEC-registered investment advisory firm, registered since 2017, with no regulatory assets under management reported in its Form ADV filing dated March 15, 2026.

- CRD: 290614
- Filed as: UPTURN CORPORATION
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/290614
- AdvisorCensus page: https://advisorcensus.com/firm/upturn-corporation-290614

## Quick answers

**How is Upturn Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Upturn Corporation reports these compensation arrangements: subscription fees (for a newsletter or periodical). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Upturn Corporation registered with the SEC or a state?**
Upturn Corporation is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 290614.

**How have Upturn Corporation's assets and staff changed since 2021?**
In the Form ADV data for Upturn Corporation: Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Upturn Corporation serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10).

**Does Upturn Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290614

## From the Form ADV filing

### Compensation (Item 5.E)
- Subscription fees (for a newsletter or periodical)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $0 |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2017 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- upturn.io
- Facebook @upturnio
- LinkedIn @upturn-corporation
- X @UpturnIo

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 1 | March 22, 2021 |
| October 2022 | Not reported | 1 | March 14, 2022 |
| October 2023 | Not reported | 1 | February 25, 2023 |
| October 2024 | Not reported | 1 | July 8, 2024 |
| October 2025 | Not reported | 1 | March 27, 2025 |
| October 2026 | Not reported | 1 | March 15, 2026 |

Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Upturn Corporation (CRD 290614): Form ADV filing data as of October 2026.