# Uptick Partners, LLC

> Uptick Partners, LLC is an SEC-registered investment advisory firm in Nacogdoches, TX, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 15, 2026.

- CRD: 324250
- Filed as: UPTICK PARTNERS, LLC
- Also doing business as: ANCHOR POINTE FINANCIAL PLANNING, LLC, COPPERTREE FINANCIAL PLANNING, DVORAK FINANCIAL PLANNING, HOLISTIC PLANNING, LLC, OLYMPUS WEALTH STRATEGIES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Nacogdoches, TX
- Filing period: October 2026
- Form ADV filing dated: July 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/324250
- AdvisorCensus page: https://advisorcensus.com/firm/uptick-partners-llc-nacogdoches-tx-324250

## Quick answers

**How is Uptick Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Uptick Partners, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Uptick Partners, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Uptick Partners, LLC located?**
Uptick Partners, LLC's principal office is in Nacogdoches, TX, according to its Form ADV; the August 2026 filing also lists 8 other offices (Schedule D, Section 1.F).

**Is Uptick Partners, LLC registered with the SEC or a state?**
Uptick Partners, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324250.

**How much does Uptick Partners, LLC manage?**
Uptick Partners, LLC reports $1,063,169,479 in regulatory assets under management in its Form ADV filing dated July 15, 2026 (100% discretionary).

**How have Uptick Partners, LLC's assets and staff changed since 2023?**
In the Form ADV data for Uptick Partners, LLC: Regulatory assets under management: $251,808,741 in the October 2023 data and $1,063,169,479 in the October 2026 data, up 322%. Total employees: 5 in October 2023 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Uptick Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (760); high net worth individuals (375); charitable organizations (3).

**Which custodians does Uptick Partners, LLC use?**
Uptick Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Pershing and Raymond James (USA) Ltd. as custodians holding 10% or more of its separately managed account assets.

**Does Uptick Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324250

**Does Uptick Partners, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "Our Firm does not require a minimum portfolio value to provide you with advisory services." "Our maximum annual fee is 1.50%, based on a blended tier fee schedule, and We do not impose a minimum account size."

**What changed in Uptick Partners, LLC's recent Form ADV filings?**
In the August 2026 filing data: Added an office in Montrose, CO. Added an office in Westfield, IN. Registered or notice-filed in IN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> Our maximum annual fee is 1.50%, based on a blended tier fee schedule, and We do not impose a minimum account size.

- Account minimum: None

> Our Firm does not require a minimum portfolio value to provide you with advisory services.

> Our maximum annual fee is 1.50%, based on a blended tier fee schedule, and We do not impose a minimum account size.

- Minimum annual fee: None

> Uptick does not impose a minimum annual fee for investment management services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing
- Raymond James (USA) Ltd.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,063,169,479
- Discretionary: $1,063,169,479
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 760 | $276,422,998 |
| High net worth individuals | 375 | $784,366,923 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 3 | $661,203 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $1,718,355 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 25 total, 25 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AR, AZ, CA, CO, FL, GA, IL, IN, KS, LA, MO, NH, NY, OK, SC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Cullman, AL
- Little Rock, AR
- Montrose, CO
- Sedona, AZ
- Spartanburg, SC
- Summerville, GA
- Westfield, IN
- Westwood, KS

### Websites listed on Form ADV (Item 1.I)
- anchorpointefp.com
- coppertreefp.com
- dvorakfp.com
- holisticplanning.com
- uptickpartners.com
- Facebook @DvorakFinancialPlanning
- Facebook @OlympusWealthStrategies
- Instagram @olympuswealthstrategies
- LinkedIn @dvorakfinancialplanning
- LinkedIn @holistic-planning
- LinkedIn @olympus-wealth-strategies
- LinkedIn @uptick-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $251,808,741 | 5 | September 27, 2023 |
| October 2024 | $398,566,727 | 6 | September 25, 2024 |
| October 2025 | $688,095,249 | 7 | July 21, 2025 |
| October 2026 | $1,063,169,479 | 25 | July 15, 2026 |

Regulatory assets under management: $251,808,741 in the October 2023 data and $1,063,169,479 in the October 2026 data, up 322%.
Total employees: 5 in October 2023 and 25 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Added an office in Montrose, CO.
- Added an office in Westfield, IN.
- Registered or notice-filed in IN.

### April 2026
- Regulatory assets under management went from $688,095,249 to $1,063,169,479 (+55%).
- Employees performing advisory functions went from 7 to 25.
- Added the business name Anchor Pointe Financial Planning, LLC.
- Added an office in Spartanburg, SC.
- Registered or notice-filed in SC.

### February 2026
- Added the business name Coppertree Financial Planning.
- Added an office in Sedona, AZ.
- Added an office in Summerville, GA.

### December 2025
- Added an office in Westwood, KS.
- Registered or notice-filed in IL, KS, MO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Uptick Partners, LLC (CRD 324250): Form ADV filing data as of October 2026.