{
  "crd_number": 292010,
  "slug": "upspring-capital-llc-dallas-tx-292010",
  "primary_business_name": "UPSPRING CAPITAL LLC",
  "legal_name": "UPSPRING CAPITAL LLC",
  "dbas": [],
  "city": "Dallas",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2018-03-13",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-04-07",
  "carried_forward": false,
  "raum_total": 99505657.0,
  "raum_discretionary": 95971607.0,
  "raum_non_discretionary": 3534050.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 1553960.0,
      "count": 5
    },
    "high_net_worth_individuals": {
      "raum": 83429931.0,
      "count": 22
    },
    "pooled_investment_vehicles": {
      "raum": 9020120.0,
      "count": 2
    },
    "corporations_other_businesses": {
      "raum": 5501646.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://upspringcapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/292010",
  "city_as_filed": "DALLAS",
  "url": "https://advisorcensus.com/firm/upspring-capital-llc-dallas-tx-292010",
  "display_name": "Upspring Capital LLC",
  "summary": "Upspring Capital LLC is a state-registered investment advisory firm in Dallas, TX, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 7, 2026.",
  "citation": "AdvisorCensus. Upspring Capital LLC (CRD 292010): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Upspring Capital LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Upspring Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Upspring Capital LLC located?",
      "a": "Upspring Capital LLC's principal office is in Dallas, TX, according to its Form ADV."
    },
    {
      "q": "Is Upspring Capital LLC registered with the SEC or a state?",
      "a": "Upspring Capital LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 292010."
    },
    {
      "q": "How much does Upspring Capital LLC manage?",
      "a": "Upspring Capital LLC reports $99,505,657 in regulatory assets under management in its Form ADV filing dated April 7, 2026 (96% discretionary)."
    },
    {
      "q": "What types of clients does Upspring Capital LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (22); individuals (other than high net worth individuals) (5); pooled investment vehicles (other than investment companies and business development companies) (2)."
    },
    {
      "q": "Does Upspring Capital LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/292010"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/upspring-capital-llc-dallas-tx-292010.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 1553960.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 22,
      "fewer_than_5": false,
      "raum": 83429931.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 9020120.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": true,
      "raum": 5501646.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/292010",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}