# Upslope Capital Management, LLC

> Upslope Capital Management, LLC is a state-registered investment advisory firm, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 22, 2026.

- CRD: 288497
- Filed as: UPSLOPE CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Colorado
- Filing period: October 2026
- Form ADV filing dated: April 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/288497
- AdvisorCensus page: https://advisorcensus.com/firm/upslope-capital-management-llc-288497

## Quick answers

**How is Upslope Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Upslope Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Is Upslope Capital Management, LLC registered with the SEC or a state?**
Upslope Capital Management, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 288497.

**How much does Upslope Capital Management, LLC manage?**
Upslope Capital Management, LLC reports $14,505,948 in regulatory assets under management in its Form ADV filing dated April 22, 2026 (100% discretionary).

**What types of clients does Upslope Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Upslope Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288497

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $14,505,948
- Discretionary: $14,505,948
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $844,082 |
| High net worth individuals | Fewer than 5 | $1,537,061 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $12,124,805 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bsky.app/profile/upslopecapital.bsky.social
- seekingalpha.com/AUTHOR/UPSLOPE-CAPITAL-MANAGEMENT
- upslopecapital.com
- LinkedIn @UPSLOPE-CAPITAL-MANAGEMENT
- X @NOONSIXCAP
- X @UPSLOPECAPITAL

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Upslope Capital Management, LLC (CRD 288497): Form ADV filing data as of October 2026.