# Uplevel Wealth

> Uplevel Wealth is an SEC-registered investment advisory firm in Portland, OR, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 31, 2026.

- CRD: 312641
- Filed as: UPLEVEL WEALTH
- Legal name: Uplevel Wealth LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Portland, OR
- Filing period: October 2026
- Form ADV filing dated: August 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312641
- AdvisorCensus page: https://advisorcensus.com/firm/uplevel-wealth-portland-or-312641

## Quick answers

**How is Uplevel Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Uplevel Wealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Uplevel Wealth located?**
Uplevel Wealth's principal office is in Portland, OR, according to its Form ADV.

**Is Uplevel Wealth registered with the SEC or a state?**
Uplevel Wealth is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 312641.

**How much does Uplevel Wealth manage?**
Uplevel Wealth reports $131,386,334 in regulatory assets under management in its Form ADV filing dated August 31, 2026 (100% discretionary).

**What types of clients does Uplevel Wealth serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (39); individuals (other than high net worth individuals) (5).

**Which custodians does Uplevel Wealth use?**
Uplevel Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Uplevel Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312641

**Does Uplevel Wealth state an account minimum?**
Its Form ADV Part 2A brochure dated August 31, 2026 says: "We typically require a minimum of $1,500,000 in assets under management to engage our wealth management services. This minimum may be waived at the firm’s discretion."

**What changed in Uplevel Wealth's recent Form ADV filings?**
In the September 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 31, 2026)

- Account minimum: $1,500,000 (the brochure says it may be waived or negotiated)

> We typically require a minimum of $1,500,000 in assets under management to engage our wealth management services. This minimum may be waived at the firm’s discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $131,386,334
- Discretionary: $131,386,334
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $4,080,438 |
| High net worth individuals | 39 | $127,305,896 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, OR, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- uplevelwealth.com
- LinkedIn @uplevel-wealth

## Changes in the filing (last 12 months)

### September 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Uplevel Wealth (CRD 312641): Form ADV filing data as of October 2026.