# Upland Investment Advisors, LLC

> Upland Investment Advisors, LLC is an exempt reporting adviser in New Providence, NJ, filing reports since 2019. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 304149
- Filed as: UPLAND INVESTMENT ADVISORS, LLC
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: New Providence, NJ
- Filing period: October 2026
- Form ADV filing dated: February 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/304149
- AdvisorCensus page: https://advisorcensus.com/firm/upland-investment-advisors-llc-new-providence-nj-304149

## Quick answers

**Where is Upland Investment Advisors, LLC located?**
Upland Investment Advisors, LLC's principal office is in New Providence, NJ, according to its Form ADV.

**How does Upland Investment Advisors, LLC report to regulators?**
Upland Investment Advisors, LLC is an exempt reporting adviser, filing reports since 2019. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 304149.

**Does Upland Investment Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/304149

## From the Form ADV filing

### Firm details
- Reporting since: 2019 (7 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | March 3, 2021 |
| October 2022 | Not reported | Not reported | March 7, 2022 |
| October 2023 | Not reported | Not reported | March 10, 2023 |
| October 2024 | Not reported | Not reported | July 26, 2024 |
| October 2025 | Not reported | Not reported | March 14, 2025 |
| October 2026 | Not reported | Not reported | February 26, 2026 |


## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Upland Investment Advisors, LLC (CRD 304149): Form ADV filing data as of October 2026.