# UOB Global Capital LLC

> UOB Global Capital LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 28, 2026.

- CRD: 160659
- Filed as: UOB GLOBAL CAPITAL LLC
- Also doing business as: UOB CAPITAL PARTNERS LLC (RELYING ADVISER)
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160659
- AdvisorCensus page: https://advisorcensus.com/firm/uob-global-capital-llc-new-york-ny-160659

## Quick answers

**How is UOB Global Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), UOB Global Capital LLC reports these compensation arrangements: a percentage of assets under its management; other.

**Where is UOB Global Capital LLC located?**
UOB Global Capital LLC's principal office is in New York, NY, according to its Form ADV.

**Is UOB Global Capital LLC registered with the SEC or a state?**
UOB Global Capital LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160659.

**How much does UOB Global Capital LLC manage?**
UOB Global Capital LLC reports $96,818,967 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (100% discretionary).

**How have UOB Global Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for UOB Global Capital LLC: Regulatory assets under management: $122,483,273 in the October 2021 data and $96,818,967 in the October 2026 data, down 21%. Total employees: 8 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does UOB Global Capital LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does UOB Global Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160659

**Does UOB Global Capital LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 28, 2026 says: "The minimum initial investment in a Fund is generally $ 5 million, subject to waiver."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 28, 2026)

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> The minimum initial investment in a Fund is generally $ 5 million, subject to waiver.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $96,818,967
- Discretionary: $96,818,967
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $96,818,967 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [uobglobal.com](https://uobglobal.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $122,483,273 | 8 | March 23, 2021 |
| October 2022 | $136,672,837 | 8 | March 28, 2022 |
| October 2023 | $110,014,159 | 7 | March 23, 2023 |
| October 2024 | $95,877,193 | 7 | June 17, 2024 |
| October 2025 | $88,616,112 | 7 | March 28, 2025 |
| October 2026 | $96,818,967 | 7 | March 28, 2026 |

Regulatory assets under management: $122,483,273 in the October 2021 data and $96,818,967 in the October 2026 data, down 21%.
Total employees: 8 in October 2021 and 7 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. UOB Global Capital LLC (CRD 160659): Form ADV filing data as of October 2026.