# Unlock Investments

> Unlock Investments is a state-registered investment advisory firm in Walnut Creek, CA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 24, 2026.

- CRD: 327987
- Filed as: UNLOCK INVESTMENTS
- Legal name: Unlock Investments LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Walnut Creek, CA
- Filing period: October 2026
- Form ADV filing dated: May 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/327987
- AdvisorCensus page: https://advisorcensus.com/firm/unlock-investments-walnut-creek-ca-327987

## Quick answers

**How is Unlock Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Unlock Investments reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Unlock Investments located?**
Unlock Investments' principal office is in Walnut Creek, CA, according to its Form ADV.

**Is Unlock Investments registered with the SEC or a state?**
Unlock Investments is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 327987.

**How much does Unlock Investments manage?**
Unlock Investments reports $197,000 in regulatory assets under management in its Form ADV filing dated May 24, 2026 (100% discretionary).

**What types of clients does Unlock Investments serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (3).

**Does Unlock Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/327987

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $197,000
- Discretionary: $197,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 3 | $197,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [unlockinvestments.com](https://unlockinvestments.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Unlock Investments (CRD 327987): Form ADV filing data as of October 2026.