# Universe, Inc.

> Universe, Inc. is a state-registered investment advisory firm in Brooklyn, NY, registered since 2004, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 7, 2026.

- CRD: 130730
- Filed as: UNIVERSE, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Brooklyn, NY
- Filing period: October 2026
- Form ADV filing dated: February 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/130730
- AdvisorCensus page: https://advisorcensus.com/firm/universe-inc-brooklyn-ny-130730

## Quick answers

**How is Universe, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Universe, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Universe, Inc. located?**
Universe, Inc.'s principal office is in Brooklyn, NY, according to its Form ADV.

**Is Universe, Inc. registered with the SEC or a state?**
Universe, Inc. is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 130730.

**How much does Universe, Inc. manage?**
Universe, Inc. reports $28,211,858 in regulatory assets under management in its Form ADV filing dated February 7, 2026 (100% discretionary).

**What types of clients does Universe, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (104); high net worth individuals (15).

**Does Universe, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/130730

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $28,211,858
- Discretionary: $28,211,858
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 104 | $7,066,871 |
| High net worth individuals | 15 | $18,420,428 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,724,559 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2004 (22 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- universeinc.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Universe, Inc. (CRD 130730): Form ADV filing data as of October 2026.